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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

GWG INVESTOR UPDATE: Sale of Debtors’ Stock Approved

June 22, 2023

KlaymanToskes Pursues FINRA Arbitration for GWG Bondholders NEW YORK, NEW YORK, UNITED STATES, June 22, 2023/EINPresswire.com/ -- National investment loss lawyers KlaymanToskes announces GWG’s bankruptcy court approved...

INVESTOR ALERT: Gilbert Russell Conrad Customers – KlaymanToskes Has Recovery Options

June 22, 2023

KlaymanToskes Seeks $5M Recovery for Customer of Gilbert Conrad NEW YORK, NEW YORK, USA, June 22, 2023/EINPresswire.com/ -- National investment loss attorneys KlaymanToskes encourages former and current...

INVESTOR NOTICE: GWG’s Bankruptcy Plan Approved

June 15, 2023

KlaymanToskes Has Additional Recovery Options for L Bondholders NEW YORK, NEW YORK, USA, June 15, 2023/EINPresswire.com/ -- National investment loss lawyers KlaymanToskes announces GWG’s Chapter 11...

79-Year-Old LPL Financial Customer Files $500k Recovery Claim

June 12, 2023

Unsuitable Investment Recommendations at LPL Financial? Contact KlaymanToskes CHICAGO, ILLINOIS, USA, June 12, 2023/EINPresswire.com/ -- National investment loss attorneys KlaymanToskes encourages customers of LPL Financial who...

Western Alliance Bancorp Large Shareholders: KlaymanToskes Has Recovery Options

June 08, 2023

Investors with Large Positions May Pursue Arbitration Against the Brokers/Advisors That Managed Western Alliance Holdings Western Alliance Bancorporation (NYSE:WAL) NEW YORK, NEW YORK, UNITED STATES,...

Broker & Advisor Investigations

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

July 30, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Roderick Rodriguez (Osaic Institutions)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Roderick Rodriguez (CRD# 2680445) of Osaic Institutions, following the law firm’s filing of a customer complaint with...

Broker Misconduct Investigation: Ray Gallette

July 29, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

Broker Misconduct Investigation: Kim Kunz (WestPark Capital)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Kim Kunz (CRD# 718618) formerly of WestPark Capital, following the law firm’s filing of a customer complaint...

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Investigations

Inspired Healthcare Capital Fund: Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in Inspired Healthcare Capital Fund, an Arizona-based senior housing and healthcare real...

RREEF Property Trust (RPT): Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in RREEF Property Trust (RPT). Our law firm believes...

Hartman Retail III DST: Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Hartman Retail III DST to their customers. Our...

Westpark Capital (GWG L Bonds): Investor Loss Investigation

July 16, 2025

National investment loss lawyers KlaymanToskes continues investigating Westpark Capital on behalf of GWG L Bond investors who suffered investment losses due to unsuitable recommendations to...

SCF Securities (GWG L Bonds): Investor Loss Investigation

July 16, 2025

National investment loss lawyers KlaymanToskes continues investigating SCF Securities on behalf of GWG L Bond investors who suffered investment losses due to unsuitable recommendations to...

View All Investigations

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