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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Attention Customers of Garrett Moretz: KT Law Seeks Up to $500k Recovery for GWG L Bond Losses at Lifemark Securities

October 18, 2023

Investment Losses in GWG L Bonds with Garrett Moretz at Moretz Wealth Management or Lifemark Securities? Contact KlaymanToskes CHARLOTTE, NC, USA, October 18, 2023 /EINPresswire.com/...

Notice to Investors in Nuveen Funds: KlaymanToskes Seeks Recovery for Nuveen Investment Losses

October 16, 2023

The Securities Law Firm of KlaymanToskes Represents Nuveen Funds Investors Seeking to Recover Losses in Nuveen Funds NEW YORK, NY / ACCESSWIRE / October 16,...

Notice to All Investors with Angelo Talebi: Advised by Talebi at Beverly Hills Financial Planners? Contact KlaymanToskes

October 06, 2023

KlaymanToskes Represents Former Angelo Talebi Customers Seeking Recovery for Alternative Investment Losses SHERMAN OAKS, CA, USA, October 6, 2023 /EINPresswire.com/ -- National investment loss lawyers KlaymanToskes encourages...

Investor Fraud Loss Law Firm KlaymanToskes Represents Chinese Investors in FINRA Arbitration Claims

October 06, 2023

KlaymanToskes Has Recovery Options for Chinese Investors, Immigrants, and Foreign Nationals NEW YORK, NY, USA, October 6, 2023 /EINPresswire.com/ -- Internationally known investment loss attorneys,...

Important GWG Update: Your Recovery Could Be in Jeopardy

October 05, 2023

KT URGES GWG INVESTORS TO ACT NOW: Beneficiant's Stock Price Hits All Time Low Directly Affecting Your Recovery NEW YORK, NY / ACCESSWIRE / October...

Broker & Advisor Investigations

Broker Misconduct Investigation: Eric Kleiner (Morgan Stanley)

December 18, 2025

National investment loss lawyers KlaymanToskes is investigating barred broker Eric Kleiner (CRD# 4135180) of Morgan Stanley, who is involved in 10 customer complaints, alleging that...

Broker Misconduct Investigation: Mike Jarvis (Legacy Financial Advisors)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mike Jarvis a/k/a Michael William Jarvis (CRD# 2160274) of Legacy Financial Advisors and Cetera Wealth Services. According...

Broker Misconduct Investigation: John Lowry (Spartan Capital Securities)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker John Lowry (CRD# 4336146) of Spartan Capital Securities. According to FINRA BrokerCheck, broker John Lowry, CEO of...

Broker Misconduct Investigation: Eric Dupre (Ameriprise Financial Services)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating barred broker Eric Dupre (CRD# 2174456) of Ameriprise Financial Services, after a customer complaint was filed with the...

Broker Misconduct Investigation: Mark Carter (Carter Financial Group)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mark Carter (CRD# 6387371) of Carter Financial Group and Pruco Securities/Prudential Financial Planning Services after a customer...

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Investigations

Lodging Fund REIT III: Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Lodging Fund REIT III to their customers. Our...

Webull Financial Security Breach (Ten-League International Holdings): Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating potential claims on behalf of Webull Financial customers who suffered significant losses following an alleged account security breach...

Brookfield Real Estate Income Trust (REIT): Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Brookfield Real Estate Income Trust to their customers....

KKR Real Estate Select Trust (KREST): Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in KKR Real Estate Select Trust (KREST) to their...

Ares Industrial Real Estate Income Trust (REIT): Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Ares Industrial Real Estate Income Trust (AIREIT) to...

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