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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

CORRECTION – The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Launches Investigation into Potential Sales Practice Violations by Cetera Advisors Related to Solicited Investments in Non-Traded REITs and BDCs

April 01, 2016

/EIN News/ -- NEW YORK, April 01, 2016 (GLOBE NEWSWIRE) -- In a release issued under the headline “The Securities Arbitration Law Firm of Klayman...

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Launches Investigation into Cetera Advisors Sales Practice Violations Related to Solicited Investments in Non-Traded REITs and BDCs

March 24, 2016

/EIN News/ -- NEW YORK, March 24, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announces an...

Broker & Advisor Investigations

Broker Misconduct Investigation: TJ Shopa (Lincoln Financial Advisors)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker TJ Shopa a/k/a Thomas John Shopa Jr. (CRD# 4182416) formerly of Lincoln Financial Advisors. Shopa is currently...

Broker Misconduct Investigation: Philip Hoang (Morgan Stanley)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker Philip Hoang (CRD# 5134140) of Morgan Stanley. According to FINRA BrokerCheck, broker Philip Hoang of Morgan Stanley...

Broker Misconduct Investigation: Jack Bruscianelli (JBT Wealth Management)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker Jack Bruscianelli (CRD# 2113986) of JBT Wealth Management and B. Riley Wealth Management. According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Kirk Crossen (Morgan Stanley)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating suspended broker Kirk Crossen (CRD# 2742256) formerly of Morgan Stanley and Raymond James. According to FINRA BrokerCheck, broker...

Broker Misconduct Investigation: Adam Chustz (Stifel Nicolaus)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker Adam Chustz (CRD# 4129813), of Stifel Nicolaus & Company. According to FINRA BrokerCheck, Adam Chustz of Stifel...

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Investigations

Pacific Oak Strategic Opportunity (REIT): Investor Loss Investigation

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Pacific Oak Strategic Opportunity REIT (formerly KBS Strategic...

Vintage DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Vintage DST to their customers. Our law firm...

InCommercial Net Lease DST 4: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in InCommercial Net Lease DST 4 to their customers.In...

Peak Pinewood Trace DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Peak Pinewood Trace DST to their customers. Our...

Starboard Dylan DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Starboard Dylan DST to their customers. Our law...

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