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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Darryl Cohen Customers: KlaymanToskes Pursues $1 Million Recovery Following Cohen’s Arrest Over Pro-Athlete Fraud Scheme

March 23, 2023

Barred Morgan Stanley Broker Darryl Cohen Arrested for Fraud LOS ANGELES, CA, US, March 23, 2023/EINPresswire.com/ -- National investment fraud lawyers KlaymanToskes announces the filing of FINRA...

Important Notice to Ensemble Fund (ENSBX) Investors: High Concentration of First Republic Assets

March 16, 2023

Investors May Pursue Recovery Against Brokers/Advisors That Sold Ensemble Fund To Their Customers NEW YORK, NY / ACCESSWIRE / March 16, 2023 / National investment loss...

Signature Bank (SBNY) Losses? KlaymanToskes Has Recovery Options

March 16, 2023

U.S. Banking Stocks Under Pressure - Investors May Pursue Arbitration Against the Brokers/Advisors That Sold These Investments NEW YORK, NY / ACCESSWIRE / March 16,...

Attention SVB Shareholders: KlaymanToskes Has Recovery Options

March 14, 2023

U.S. Banking Stocks Under Pressure - Investors May Pursue Arbitration Against the Brokers/Advisors That Managed/Sold These Investments NEW YORK, NY / ACCESSWIRE / March 13,...

KlaymanToskes Announces Broker Antoine Souma BARRED from FINRA

February 23, 2023

Antoine Souma Barred After Failing to Cooperate with FINRA Investigation BEVERLY HILLS, Calif. --(BUSINESS WIRE)--National investment fraud lawyers KlaymanToskes announce that FINRA barred the Beverly Hills...

Broker & Advisor Investigations

Broker Ralph Jackson: Essential Coolers, LLC Investigation (Morgan Stanley)

July 15, 2025

National investment loss lawyers KlaymanToskes is investigating broker Ralph Jackson (CRD# 1569213) formerly of Morgan Stanley. According to FINRA BrokerCheck, broker Ralph Jackson has been...

Broker T. Sloan Thompson: Lawsuit Investigation, $5.5M in Settlements, 39 Customer Disputes

July 11, 2025

Terry Sloan Thompson (CRD# 2588490), a former broker with Truist Investment Services, has been named in over 39 investor complaints, with at least 33 resulting...

Broker Misconduct Investigation: Aubrey Parker (Wells Fargo Advisors)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Aubrey Parker of Wells Fargo Advisors and Wells Fargo Clearing Services (CRD# 2454088). According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Michael Rudio (LPL Financial/Purshe Kaplan Sterling Investments)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Michael Rudio (CRD# 6322313) formerly of LPL Financial. Broker Michael Rudio is currently associated with Purshe Kaplan...

Broker Misconduct Investigation: Jeffrey Bangerter (Concorde Investment Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Jeffrey Bangerter (CRD# 1687028) of Concorde Investment Services. According to FINRA BrokerCheck, broker Jeffrey Bangerter of Concorde...

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Investigations

Legion Capital Corporation: Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Legion Capital Corporation (OTCPK: LGCP) stocks and bonds....

Zona Energy Inc. (Arete Wealth): Investor Loss Investigation

July 09, 2025

Investment Losses in Zona Energy Inc.? Contact KlaymanToskes for Recovery Options National investment loss lawyers KlaymanToskes is investigating Arete Wealth Management and financial advisors who...

Medical Properties Trust (REIT): Investor Loss Investigation

July 09, 2025

What is Medical Properties Trust (REIT)? Medical Properties Trust, Inc. (“MPT”) is a publicly traded real estate investment trust (“REIT”) that primarily invests in hospitals...

Dynamic Absolute Return Fund (Dynamic Alpha Fund): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating losses sustained by investors in the Dynamic Absolute Return Fund (DARF), formerly known as the Dynamic Alpha Fund,...

MRC HV Investors, LLC (Madison Realty Heritage Village): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in MRC HV Investors, LLC, a private placement offering connected to Heritage...

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