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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Falling for a Fraudster: KlaymanToskes Investigates $18M Romance Scam This Valentine’s Day

February 15, 2023

NEW YORK, NY / ACCESSWIRE / February 14, 2023 / Love can be blinding, but what responsibility does your bank or brokerage firm have in protecting...

Ex-JPMorgan Broker Edward Turley Barred After Investors File $100 Million In Lawsuits

December 02, 2022

Investor Files $56 Million Lawsuit Against Ed Turley for Broker Misconduct SAN FRANCISCO, CA / ACCESSWIRE / November 19, 2022 / The securities fraud law firm...

KlaymanToskes Announces FINRA Director of Arbitration Declines to Consider Antoine Souma’s Untimely Motion to Dismiss

November 28, 2022

Antoine Souma of Galliott Capital Advisors Continues to Mislead Customers with His Most Recent Announcement BEVERLY HILLS, Calif.--(BUSINESS WIRE)--The $2 million lawsuit pending against financial...

Attention HJ Sims Customers: Missed Bond Payments? Contact Law Firm of KlaymanToskes

November 23, 2022

The Law Firm of KlaymanToskes Investigates HJ Sims For Bond Offerings NEW YORK, NY, US, November 23, 2022 /EINPresswire.com/ -- National investment fraud lawyers KlaymanToskes...

Finra Bars Fired JPM Advisor Whose Customers Filed $100M in Claims

November 22, 2022

Edward Turley had been with JPMorgan for 12 years when the firm discharged him in August 2021 over loss of confidence. The Financial Industry Regulatory Authority has...

Broker & Advisor Investigations

Broker T. Sloan Thompson: Lawsuit Investigation, $5.5M in Settlements, 39 Customer Disputes

July 11, 2025

Terry Sloan Thompson (CRD# 2588490), a former broker with Truist Investment Services, has been named in over 39 investor complaints, with at least 33 resulting...

Broker Misconduct Investigation: Aubrey Parker (Wells Fargo Advisors)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Aubrey Parker of Wells Fargo Advisors and Wells Fargo Clearing Services (CRD# 2454088). According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Michael Rudio (LPL Financial/Purshe Kaplan Sterling Investments)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Michael Rudio (CRD# 6322313) formerly of LPL Financial. Broker Michael Rudio is currently associated with Purshe Kaplan...

Broker Misconduct Investigation: Jeffrey Bangerter (Concorde Investment Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Jeffrey Bangerter (CRD# 1687028) of Concorde Investment Services. According to FINRA BrokerCheck, broker Jeffrey Bangerter of Concorde...

Broker Misconduct Investigation: Walter Schram (UBS Financial Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Walter Schram (CRD# 1728096) formerly of UBS Financial Services Inc. Schram is currently registered as a broker...

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Investigations

Legion Capital Corporation: Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Legion Capital Corporation (OTCPK: LGCP) stocks and bonds....

Zona Energy Inc. (Arete Wealth): Investor Loss Investigation

July 09, 2025

Investment Losses in Zona Energy Inc.? Contact KlaymanToskes for Recovery Options National investment loss lawyers KlaymanToskes is investigating Arete Wealth Management and financial advisors who...

Medical Properties Trust (REIT): Investor Loss Investigation

July 09, 2025

What is Medical Properties Trust (REIT)? Medical Properties Trust, Inc. (“MPT”) is a publicly traded real estate investment trust (“REIT”) that primarily invests in hospitals...

Dynamic Absolute Return Fund (Dynamic Alpha Fund): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating losses sustained by investors in the Dynamic Absolute Return Fund (DARF), formerly known as the Dynamic Alpha Fund,...

MRC HV Investors, LLC (Madison Realty Heritage Village): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in MRC HV Investors, LLC, a private placement offering connected to Heritage...

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