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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

SPAC Investors: KlaymanToskes Seeks $776,000 In Damages from American Portfolios and Nabil Bouab

October 27, 2022

The Law Firm of KlaymanToskes Seeks Recovery for Investment Losses SoFi Technologies Inc (NASDAQ:SOFI) NEW YORK, NY, US, October 27, 2022 /EINPresswire.com/ -- The law...

ESPN Host Files Lawsuit for $400,000 Against Capital Investment Group

October 25, 2022

The Law Firm of KlaymanToskes Represents Retired Professional Golfer in FINRA Arbitration Claim GWG Holdings, Inc. (OTCMKTS:GWGHQ) HOPE MILLS, NC, US, October 25, 2022 /EINPresswire.com/...

Iranian Family Loses $1 Million Investing with Daniel Beech at Western International Securities

October 20, 2022

The Law Firm of KlaymanToskes Represents Investors Seeking Recovery GWG Holdings, Inc. (OTCMKTS:GWGHQ) BEVERLY HILLS, CA, US, October 20, 2022 /EINPresswire.com/ -- An Iranian family...

KlaymanToskes Notice to SKLZ Employees/Large Shareholders with Concentrated Stock Positions

October 20, 2022

The Law Firm of KlaymanToskes Investigates the Failure to Employ Risk Management Strategies on Behalf of SKLZ Shareholders NEW YORK, Oct. 20, 2022 (GLOBE NEWSWIRE)...

Life Savings Lost at Advice of Shirley Wong and Ni Advisors

October 04, 2022

KlaymanToskes Files GWG L Bond Lawsuit for Investor Seeking Recovery GWG Holdings, Inc. (OTCMKTS:GWGHQ) SAN FRANCISCO, CA, US, October 4, 2022 /EINPresswire.com/ -- National securities...

Broker & Advisor Investigations

Broker Ralph Jackson: Essential Coolers, LLC Investigation (Morgan Stanley)

July 15, 2025

National investment loss lawyers KlaymanToskes is investigating broker Ralph Jackson (CRD# 1569213) formerly of Morgan Stanley. According to FINRA BrokerCheck, broker Ralph Jackson has been...

Broker T. Sloan Thompson: Lawsuit Investigation, $5.5M in Settlements, 39 Customer Disputes

July 11, 2025

Terry Sloan Thompson (CRD# 2588490), a former broker with Truist Investment Services, has been named in over 39 investor complaints, with at least 33 resulting...

Broker Misconduct Investigation: Aubrey Parker (Wells Fargo Advisors)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Aubrey Parker of Wells Fargo Advisors and Wells Fargo Clearing Services (CRD# 2454088). According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Michael Rudio (LPL Financial/Purshe Kaplan Sterling Investments)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Michael Rudio (CRD# 6322313) formerly of LPL Financial. Broker Michael Rudio is currently associated with Purshe Kaplan...

Broker Misconduct Investigation: Jeffrey Bangerter (Concorde Investment Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Jeffrey Bangerter (CRD# 1687028) of Concorde Investment Services. According to FINRA BrokerCheck, broker Jeffrey Bangerter of Concorde...

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Investigations

Legion Capital Corporation: Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Legion Capital Corporation (OTCPK: LGCP) stocks and bonds....

Zona Energy Inc. (Arete Wealth): Investor Loss Investigation

July 09, 2025

Investment Losses in Zona Energy Inc.? Contact KlaymanToskes for Recovery Options National investment loss lawyers KlaymanToskes is investigating Arete Wealth Management and financial advisors who...

Medical Properties Trust (REIT): Investor Loss Investigation

July 09, 2025

What is Medical Properties Trust (REIT)? Medical Properties Trust, Inc. (“MPT”) is a publicly traded real estate investment trust (“REIT”) that primarily invests in hospitals...

Dynamic Absolute Return Fund (Dynamic Alpha Fund): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating losses sustained by investors in the Dynamic Absolute Return Fund (DARF), formerly known as the Dynamic Alpha Fund,...

MRC HV Investors, LLC (Madison Realty Heritage Village): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in MRC HV Investors, LLC, a private placement offering connected to Heritage...

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