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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Arete Wealth Management Customers of Lawrence Greenfield Seek $950k in Recovery for Alternative Investment Losses

September 20, 2023

Arete Wealth Management Customers: Did You Suffer Investment Losses? Contact KlaymanToskes LOS ANGELES, CA, USA, September 20, 2023/EINPresswire.com/ -- National investment loss attorneys KlaymanToskes encourages customers of...

Western International Customers Seek Over $100k in Recovery for Alternative Investment Losses

September 20, 2023

Did You Suffer Losses in Alternative Investments at Western International Securities? Contact KlaymanToskes GLENDALE, CA, USA, September 20, 2023/EINPresswire.com/ -- National investment loss attorneys KlaymanToskes encourages customers...

David Geake Customers Seek Recovery for Losses in MrktServ, mCloud Technologies, and Other Alternative Investments

September 19, 2023

Did David Richard Geake Cause You Investment Losses at American Trust Investment Services or Ausdal Financial Partners? Contact KlaymanToskes CHICAGO, IL, USA, September 19, 2023/EINPresswire.com/...

Fidelity Brokerage Customer Files Recovery Claim for Large Capital Gains Losses

September 19, 2023

KlaymanToskes Offers Recovery Options for Fidelity Brokerage Services Customers Fidelity 500 Index Fund (MUTF:FXAIX) ALBANY, NY, USA, September 19, 2023/EINPresswire.com/ -- National investment loss attorneys KlaymanToskes encourages...

Attention Tony Barouti/Emerson Equity Customers: Investor Files $195k FINRA Arbitration Claim for GWG L Bond Losses

September 18, 2023

Notice to Customers of Emerson Equity: KlaymanToskes Offers GWG L Bond Recovery Options GWG Holdings Inc. (OTCMKTS:GWGHQ) LOS ANGELES, CA, USA, September 18, 2023/EINPresswire.com/ --...

Broker & Advisor Investigations

Broker Misconduct Investigation: Mike Jarvis (Legacy Financial Advisors)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mike Jarvis a/k/a Michael William Jarvis (CRD# 2160274) of Legacy Financial Advisors and Cetera Wealth Services. According...

Broker Misconduct Investigation: John Lowry (Spartan Capital Securities)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker John Lowry (CRD# 4336146) of Spartan Capital Securities. According to FINRA BrokerCheck, broker John Lowry, CEO of...

Broker Misconduct Investigation: Eric Dupre (Ameriprise Financial Services)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating barred broker Eric Dupre (CRD# 2174456) of Ameriprise Financial Services, after a customer complaint was filed with the...

Broker Misconduct Investigation: Mark Carter (Carter Financial Group)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mark Carter (CRD# 6387371) of Carter Financial Group and Pruco Securities/Prudential Financial Planning Services after a customer...

Broker Misconduct Investigation: Steve Franko (Independence Capital Co.)

December 07, 2025

National investment loss lawyers KlaymanToskes is investigating suspended broker Steve Franko a/k/a Stephen Michael Franko (CRD# 2157707) of Independence Capital Co. According to FINRA BrokerCheck,...

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Investigations

Atlas Funds (Spartan Capital Securities): Investor Loss Investigation

December 03, 2025

As of December 3, 2025, national investment loss lawyers KlaymanToskes is investigating Spartan Capital Securities and any financial advisors who recommended investments in the Atlas...

Pacific Oak Strategic Opportunity (REIT): Investor Loss Investigation

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Pacific Oak Strategic Opportunity REIT (formerly KBS Strategic...

Vintage DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Vintage DST to their customers. Our law firm...

InCommercial Net Lease DST 4: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in InCommercial Net Lease DST 4 to their customers.In...

Peak Pinewood Trace DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Peak Pinewood Trace DST to their customers. Our...

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