National investment loss lawyers KlaymanToskes is investigating broker Charles Darling (CRD# 7334110) following a pending FINRA arbitration alleging $15 million in damages involving unsuitable recommendations concerning a Morgan Stanley Liquidity Access Line and a concentrated stock position. Darling is currently…
National investment loss lawyers KlaymanToskes is investigating financial advisor Jase Simmons (CRD# 2438224) following a pending FINRA arbitration alleging more than $19 million in damages involving over-the-counter equities, alternative investments, negligence, breach of fiduciary duty, and other securities violations. Simmons…
National investment loss lawyers KlaymanToskes is investigating broker Malcolm McKay (CRD# 2605922) following allegations involving unsuitable recommendations of American Realty Capital (“ARC”) non-traded real estate investment trusts (“REITs”) while he was registered with J.W. Cole Financial, Inc. McKay is currently…
National investment loss lawyers KlaymanToskes is investigating broker Nicholas Westendorf (CRD# 6290566) following allegations involving an unsuitable covered-call options strategy, substantial investment losses, and unexpected tax liabilities. Westendorf is currently registered with Morgan Stanley in San Diego, California. According to…
National investment loss lawyers KlaymanToskes is investigating broker Dean Antonopoulos (CRD# 2249353) following allegations involving unsuitable alternative investment recommendations, overconcentration, and substantial investor losses while he was registered with Kingswood Capital Partners, LLC in Carmel, Indiana. KlaymanToskes recently filed a…
National investment loss lawyers KlaymanToskes is investigating broker Gregory Gibson (CRD# 1694647) following multiple customer disputes involving unsuitable investment recommendations, misrepresentations and omissions, negligence, and other securities violations while he was registered with Dempsey Lord Smith, LLC. Gibson is currently…
National investment loss lawyers KlaymanToskes is investigating former broker William Tunink (CRD# 2738224) following his permanent bar from the securities industry by the Financial Industry Regulatory Authority (“FINRA”) and a federal indictment alleging that he operated an $11 million Ponzi…
National investment loss lawyers KlaymanToskes is investigating financial advisor Joseph Wainer (CRD# 7551069) following allegations involving the recommendation and sale of White River Tribal Tax Credits, also referred to as Sovereign Tribal Tax Credits or Native American Tribal Tax Credits.…
National investment loss lawyers KlaymanToskes is investigating former broker Rudy Anguiano (CRD# 5188950) following his permanent bar from the securities industry by the Financial Industry Regulatory Authority (“FINRA”) for misappropriating $1.7 million from two customers while registered with LPL Financial,…
National investment loss lawyers KlaymanToskes is investigating broker Joseph (“Joey”) Cason (CRD# 2455720) of Osaic Wealth, following the law firm’s filing of a customer complaint with the Financial Industry Regulatory Authority (“FINRA”) (Claim No. 26-02309). The claim seeks $500,000 in damages related to Creative Media…
