National investment loss lawyers KlaymanToskes is investigating broker Daniel Ladner (CRD# 2932904) of UBS Financial Services Inc. According to FINRA BrokerCheck, broker Daniel Ladner, of UBS Financial Services Inc. is currently facing a customer complaint. The complaint alleges $1,000,000 in…
National investment loss lawyers KlaymanToskes is investigating broker Dimitrios Michelis (CRD# 2920152) formerly of UBS Financial Services Inc. Michelis is currently registered with Aegis Capital Corp. According to FINRA BrokerCheck, broker Dimitrios Michelis, formerly of UBS Financial Services Inc. is…
National investment loss lawyers KlaymanToskes is investigating broker Genevieve Mar (CRD# 2744037) of Berthel Fisher and Company. According to FINRA BrokerCheck, broker Genevieve Mar is currently facing an investor complaint alleging $500,000 in damages due to investment recommendations that were…
National investment loss lawyers KlaymanToskes is investigating broker Salvadore Robert Salvo (CRD# 409637) of Purshe Kaplan Sterling Investments and Summit Financial, LLC. According to FINRA BrokerCheck, broker Salvadore Robert Salvo is currently facing an investor complaint alleging $784,000 in damages…
National investment loss lawyers KlaymanToskes is investigating broker Carmen Morrone (CRD# 1898874) of Realta Equities. According to FINRA BrokerCheck, broker Carmen Morrone is involved in several customer complaints alleging $1,561,303 in collective investor damages. One of the complaints relates to…
National investment loss lawyers KlaymanToskes is investigating broker Phillip Wayne Jones of Merrill Lynch (CRD# 2445213). According to FINRA BrokerCheck records, broker Phillip Jones of Merrill Lynch is involved in a customer complaint alleging $5,000,000 in damages due to misrepresentation,…
National investment loss lawyers KlaymanToskes is investigating broker Frank DiMartini (CRD# 4512897) formerly of Altitude Capital Group. According to FINRA BrokerCheck, broker Frank DiMartini is currently facing an investor complaint alleging $1,500,000 in damages due to misrepresented investment opportunities. In…
National investment loss lawyers KlaymanToskes is investigating broker Wally Smith a/k/a George Wallace Smith (CRD# 4844156)of Emerson Equity. According to FINRA BrokerCheck, broker Wally Smith is involved in three customer complaints alleging over $1,750,000 in investor damages. The complaints relate…
National investment loss lawyers KlaymanToskes is investigating suspended broker William Tunink formerly of LPL Financial (CRD# 2738224). According to FINRA BrokerCheck, William Tunink, a former registered representative of LPL Financial, has been involved in 19 customer complaints alleging over $1,500,000…
National investment loss lawyers KlaymanToskes is investigating broker Ryan Finch (CRD# 6379871)of Emerson Equity. According to FINRA BrokerCheck, broker Ryan Finch is involved in a customer complaint alleging between $500,000 and $1,000,000 in investor damages. The complaint relates to unsuitable…
