National investment loss lawyers KlaymanToskes is investigating suspended broker William Tunink formerly of LPL Financial (CRD# 2738224). According to FINRA BrokerCheck, William Tunink, a former registered representative of LPL Financial, has been involved in 19 customer complaints alleging over $1,500,000…
National investment loss lawyers KlaymanToskes is investigating broker Ryan Finch (CRD# 6379871)of Emerson Equity. According to FINRA BrokerCheck, broker Ryan Finch is involved in a customer complaint alleging between $500,000 and $1,000,000 in investor damages. The complaint relates to unsuitable…
National investment loss lawyers KlaymanToskes is investigating broker Brittany Halpern (CRD# 6850442) of Purshe Kaplan Sterling Investments and Summit Financial. According to FINRA BrokerCheck, broker Brittany Halpern is currently facing an investor complaint alleging $784,000 in damages due to negligence,…
National investment loss lawyers KlaymanToskes is investigating broker Joseph Eschleman (CRD# 3237843) of Purshe Kaplan Sterling Investments. According to FINRA BrokerCheck, broker Joseph Eschleman is currently facing an investor complaint alleging $1,175,140 in damages due to unsuitable recommendations to invest…
National investment loss lawyers KlaymanToskes is investigating broker Nora Mahoney of Carleton McKenna Advisors (CRD# 6547793). According to FINRA BrokerCheck records, Nora Mahoney of Carleton McKenna Advisors is involved in a customer complaint alleging $750,000 in damages due to failure…
National investment loss lawyers KlaymanToskes is investigating broker Gary Harlap a/k/a Igor Harlap (CRD# 3125590) of UBS Financial Services Inc. According to FINRA BrokerCheck, broker Gary Harlap, of UBS Financial Services Inc. is currently facing a customer complaint alleging between…
National investment loss lawyers KlaymanToskes is investigating broker Jason Pitts (CRD# 2150845) of Wells Fargo Advisors, and formerly of Cambridge Investment Research, Inc. According to FINRA BrokerCheck, Jason Pitts formerly of Cambridge Investment Research, Inc. is involved in a customer…
National investment loss lawyers KlaymanToskes is investigating broker William Brian Candler a/k/a Brian Candler (CRD# 2802438) of Cabin Securities and JCC Capital Markets. According to FINRA BrokerCheck, broker Brian Candler of Cabin Securities is involved in a customer complaint alleging…
National investment loss lawyers KlaymanToskes is investigating broker Dustin Smith formerly of RBC Capital Markets (CRD# 2803156). Smith is currently registered as a broker with Citizens Securities. According to FINRA BrokerCheck, broker Dustin Smith formerly of RBC Capital Markets is…
National investment loss lawyers KlaymanToskes is investigating suspended broker Dwayne Jude Bullen (CRD# 6394076) a/k/a Matthew Bullen, formerlyof Worden Capital Management, Joseph Stone Capital, and VCS Venture Securities. According to FINRA BrokerCheck, broker Dwayne Bullen, formerly of Worden Capital and…
