National investment loss lawyers KlaymanToskes is investigating former broker Edward Munoz (CRD# 5377729) following multiple customer disputes involving unsuitable investment recommendations, speculative stocks, options trading, and substantial investment losses while he was registered with LPL Financial, LLC and Principal Securities,…
National investment loss lawyers KlaymanToskes is investigating former broker Aaron Clarke (CRD# 6358237) following allegations involving unsuitable Delaware Statutory Trust (“DST”) investments recommended while he was registered with The Strategic Financial Alliance, Inc. (“SFA”). KlaymanToskes recently filed a FINRA arbitration…
National investment loss lawyers KlaymanToskes is investigating broker William LaPiana (CRD# 4580411) following multiple customer disputes involving alternative investments recommended while he was registered with Newbridge Securities Corporation. LaPiana is currently registered with Ausdal Financial Partners, Inc. According to FINRA…
National investment loss lawyers KlaymanToskes is investigating former broker Daniel Diaz (CRD# 1715827) following his permanent bar from the securities industry by FINRA. FINRA’s investigation concerned Diaz’s alleged involvement with excessive commissions related to securities transactions while he was associated…
National investment loss lawyers KlaymanToskes is investigating former broker Dan Schmid (CRD# 6658306) following his permanent bar from the securities industry by FINRA in connection with an improper customer loan and allegations that he provided false information during FINRA’s investigation.…
National investment loss lawyers KlaymanToskes is investigating broker Gary Talbot (CRD# 3059670) following a Financial Industry Regulatory Authority (“FINRA”) disciplinary action involving allegations that he recommended excessive trading that was not in a customer’s best interest. Talbot is currently registered…
National investment loss lawyers KlaymanToskes is investigating broker David Demarest (CRD# 4843128) following a pending customer dispute alleging that he recommended an overly risky investment strategy involving long-term U.S. Treasury securities and an options overlay. Demarest is currently registered with…
National investment loss lawyers KlaymanToskes is investigating broker Tamara Totah Picache (CRD# 6592304) following a pending customer dispute involving allegations of unsuitable investment recommendations, misrepresentations and omissions, and securities law violations in connection with an investment in Mars FX US,…
National investment loss lawyers KlaymanToskes is investigating broker Laura Clark (CRD# 2483992) following a pending customer dispute alleging that she failed to consider suitability in connection with an investment recommendation. Clark is currently registered with Merrill Lynch, Pierce, Fenner &…
National investment loss lawyers KlaymanToskes is investigating broker Mikayla Raleigh (CRD# 7181755) following a pending customer dispute involving allegations of fraud, breach of fiduciary duty, negligence, and supervisory failures arising from conduct while she was registered with Raleigh Wealth Solutions…
