National investment loss lawyers KlaymanToskes is investigating broker Philip Pike (CRD# 5695273) following a pending customer dispute alleging unsuitable investment recommendations involving structured products while he was registered with Stoever, Glass & Company, Inc. Pike is currently registered with Herbert…
National investment loss lawyers KlaymanToskes is investigating broker Joe Fraser (CRD# 6975700) following a customer complaint involving allegations of unsuitable alternative investment recommendations, misrepresentations, and breach of fiduciary duty while he was registered with Benchmark Investments, LLC. Fraser is currently…
National investment loss lawyers KlaymanToskes is investigating former broker Michael Fisher (CRD# 4056114) following multiple customer disputes involving allegations of unsuitable investment recommendations, unauthorized trading, misrepresentations, and other securities violations. Fisher was most recently registered with Ameriprise Financial Services, LLC…
National investment loss lawyers KlaymanToskes is investigating broker Lawrence Steinberg (CRD# 2349876) following a pending customer dispute involving allegations of fraud, unsuitable investment recommendations, misrepresentations and omissions, and other securities violations concerning Regulation D (“Reg D”) private placements. Steinberg is…
National investment loss lawyers KlaymanToskes is investigating financial advisor Jim Gambaccini (CRD# 4619759) following a reported customer complaint involving allegations of negligence, breach of fiduciary duty, and negligent supervision while he was associated with The Strategic Financial Alliance, Inc. Gambaccini…
National investment loss lawyers KlaymanToskes is investigating broker William Burke (CRD# 5499442) following a pending customer dispute involving allegations of unsuitable private placement investments, non-traded Real Estate Investment Trusts (“REITs”), and other alternative investments. Burke is associated with Trinity Investors,…
National investment loss lawyers KlaymanToskes is investigating broker Matthew McFarland (CRD# 6675310), a senior vice president of Kay Properties and Investments, LLC, following allegations involving unsuitable Delaware Statutory Trust (“DST”) private placements and substantial investor losses. McFarland was registered with…
National investment loss lawyers KlaymanToskes is investigating Dwight Kay (CRD# 5376903), founder and CEO of Kay Properties and Investments, LLC, following allegations involving unsuitable Delaware Statutory Trust (“DST”) private placements, conflicts of interest, and substantial investor losses. Kay was registered…
National investment loss lawyers KlaymanToskes is investigating Chay Lapin (CRD# 6275140), president of Kay Properties and Investments, LLC, following allegations involving unsuitable Delaware Statutory Trust (“DST”) private placements and substantial investor losses. Lapin was registered with WealthForge Securities, LLC during…
National investment loss lawyers KlaymanToskes is investigating former broker Mark Ramos (CRD# 5897595) following allegations involving unsuitable investment recommendations, speculative stocks, options trading, excessive trading, and substantial investment losses while he was registered with LPL Financial, LLC and Principal Securities,…
