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Valentina Hepler Terminated From PFS Investments For Misconduct

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Updated on: May 17, 2023

Investment Losses With Valentina Hepler? Contact KlaymanToskes To Discuss Recovery Options

National investment loss lawyers KlaymanToskes reports broker Valentina Maldonado Hepler (CRD# 5861405) has been terminated by PFS Investments Inc., where she was registered from 2011 to 2023 in Gaithersburg, MD. 

Investors that suffered losses with Valentina Hepler and/or any other broker at PFS Investments may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Valentina Hepler Terminated From PFS Investments

According to FINRA BrokerCheck, Valentina Maldonado Hepler was discharged from PFS Investments Inc. on March 21st, 2023 following her termination from PFSI’s life insurance affiliate, after submitting for an increase in coverage on a term life application with questionable and/or invalid information.

Valentina Hepler was previously hit with a regulatory disclosure from the Maryland Insurance Administration in 2017, which alleged that she allowed her husband, an allegedly convicted felon, to assist in her office on a number of occasions without obtaining consent from the State of Maryland.

The former PFS Investments broker consented to sanctions of a $5,000 fine and was ordered to attend continued education. She has also been hit with two financial disclosures for bankruptcy in 2014 and 2018.

How Can Valentina Hepler Customers Recover Their Losses?

Investors that suffered losses with Valentina Hepler and/or any other broker at PFS Investments may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

About KlaymanToskes

KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered more than $250 million for investors in FINRA arbitrations and over $350 million in other securities litigation matters for its clients. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.

Contact

KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com