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Category:
Variable Annuities
John Forster of Merrill Lynch: $272k Customer Complaint
September 01, 2023
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Scott Norvell of Brokers International: FINRA Investigation
August 21, 2023
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Rodney Stuart Ferguson of Ferguson Financial Group and NYLife Securities: Over $500k in Customer Complaints
May 12, 2023
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Losses in Colorado Bankers Life Insurance? KlaymanToskes Has Recovery Options
April 25, 2023
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Fortune Financial to Pay Over $600k in Restitution to Investors for Unsuitable Variable Annuities
February 27, 2023
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Fermin Alberto Mesina: Over $850k in Northstar Financial Services Investor Complaints
February 06, 2023
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Ronnie Metcalf Voya Financial Investor Alert: Ex-Voya Financial, Current Cetera Advisors Network Financial Adviser Facing Millions in Customer Disputes
September 22, 2021
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Adam Belardino, Ex-MML Investors Services Rep., Named In FINRA Complaint
July 19, 2021
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FINRA Fines VALIC Financial Advisors $350,000 for Failure to Supervise Variable Annuity Sales Practices
March 19, 2021
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METLIFE VARIABLE ANNUITY ALERT — Securities Arbitration Law Firm of KlaymanToskes Announces Investigation of MetLife Securities Misconduct in Light of $25 Million in Fines and Restitution Imposed By FINRA
August 12, 2016
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LPL Financial LLC Ordered To Pay Restitution To Investors and Fines To FINRA for Failure To Supervise Sale of Non-Traded REITs, Variable Annuities and Exchange Traded Funds
May 08, 2015
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Recent Blogs
AAG Capital Fined $138,000 for Unsuitable RILA Recommendations
June 13, 2025
Stifel Ordered to Pay $133 Million Over Structured Note Strategy Misconduct
March 13, 2025
Independent Financial Group (IFG): Investor Alert on Account Churning
February 04, 2025
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