ATTENTION KALOS CAPITAL GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims for GPB Investment Losses

ATTENTION KALOS CAPITAL GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims for GPB Investment Losses

Kalos Capital GPB Investment Losses? KlaymanToskes Investigates Potential FINRA Arbitration Claims Relating to Kalos Capital’s Sales Practices of GPB Capital National investor fraud law firm, KlaymanToskes (“KT”), is investigating (“Kalos Capital GPB Investigation”) FINRA arbitration claims on behalf of investors who were solicited to purchase millions of dollars in GPB Capital Holdings (“GPB”). Brokerage firms such as Kalos Capital sold and marketed non-registered private placement notes through inadequate disclosure of illiquidity, high risks, and commissions, which made the investments unsuitable for most investors. SEC Lawsuit Against GPB Capital In November 2021, the Monitor over GPB Capital filed a Quarterly Report…

ATTENTION GENEOS WEALTH MANAGEMENT GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims for GPB Investment Losses

ATTENTION GENEOS WEALTH MANAGEMENT GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims for GPB Investment Losses

Geneos Wealth Management GPB Investment Losses? KlaymanToskes Investigates Potential FINRA Arbitration Claims Relating to Geneos Wealth Management’s Sales Practices Concerning GPB Capital National investor fraud law firm, KlaymanToskes (“KT”), is investigating (“Geneos Wealth Management GPB Capital Investigation”) FINRA arbitration claims on behalf of investors who were solicited to purchase millions of dollars in GPB Capital Holdings (“GPB”). Brokerage firms such as Geneos Wealth Management sold and marketed non-registered private placement notes through inadequate disclosure of illiquidity, high risks, and commissions, which made the investments unsuitable for most investors. SEC Lawsuit Against GPB Capital In November 2021, the Monitor over GPB…

ATTENTION FSC SECURITIES GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims for GPB Investment Losses

ATTENTION FSC SECURITIES GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims for GPB Investment Losses

GPB FSC Securities Investment Losses? KlaymanToskes Investigates Potential FINRA Arbitration Claims Relating to FSC Securities’ Sales Practices Concerning GPB Capital National investor fraud law firm, KlaymanToskes (“KT”), is investigating (“GPB FSC Securities Investigation”) FINRA arbitration claims on behalf of investors who were solicited to purchase millions of dollars in GPB Capital Holdings (“GPB”). Brokerage firms such as FSC Securities sold and marketed non-registered private placement notes through inadequate disclosure of illiquidity, high risks, and commissions, which made the investments unsuitable for most investors. SEC Lawsuit Against GPB Capital In November 2021, the Monitor over GPB Capital filed a Quarterly Report…

ATTENTION CROWN CAPITAL SECURITIES GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims for GPB Investment Losses

ATTENTION CROWN CAPITAL SECURITIES GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims for GPB Investment Losses

Crown Capital GPB Capital Investment Losses? KlaymanToskes Announces Crown Capital GPB Capital Investigation National investor fraud law firm, KlaymanToskes (“KT”), is investigating (“Crown Capital GPB Capital Investigation”) FINRA arbitration claims on behalf of investors who were solicited to purchase millions of dollars in GPB Capital Holdings (“GPB”). Brokerage firms such as Crown Capital sold and marketed non-registered private placement notes through inadequate disclosure of illiquidity, high risks, and commissions, which made the investments unsuitable for most investors. SEC Lawsuit Against GPB Capital In November 2021, the Monitor over GPB Capital filed a Quarterly Report in the SEC’s lawsuit stating that…

ATTENTION ROYAL ALLIANCE GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims Seeking Millions in GPB Capital Losses Against Royal Alliance as GPB Capital Develops Plan to Return Investor Funds

ATTENTION ROYAL ALLIANCE GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims Seeking Millions in GPB Capital Losses Against Royal Alliance as GPB Capital Develops Plan to Return Investor Funds

Royal Alliance GPB Capital Investment Losses? KlaymanToskes Investigates Royal Alliance for GPB Capital National investor fraud law firm, KlaymanToskes (“KT”), continues to investigate (“Royal Alliance GPB Investigation”) and pursue FINRA arbitration claims on behalf of investors who were solicited to purchase millions of dollars in GPB Capital Holdings (“GPB”), including a claim seeking damages up to $5,000,000 against Royal Alliance Associates. KT strongly encourages investors who purchased GPB Capital to consider filing a securities arbitration claim with the Financial Industry Regulatory Authority to recover investment losses. GPB Capital Lawsuit – SEC Investigation of GPB Capital In November 2021, the Monitor…

GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Continues Investigation of Alleged Ponzi Scheme GPB Capital, Pursues Millions in Damages Against Brokerage Firms in FINRA Arbitration Claims for GPB Capital Investment Losses

GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Continues Investigation of Alleged Ponzi Scheme GPB Capital, Pursues Millions in Damages Against Brokerage Firms in FINRA Arbitration Claims for GPB Capital Investment Losses

Investment Losses in GPB Capital? KlaymanToskes Investigates Alleged Ponzi Scheme, GPB Capital National investor fraud law firm, KlaymanToskes (“KT”), continues its investigation (“GPB Capital Lawsuit”) on behalf of investors who were recommended to purchase the alleged Ponzi-like scheme GPB Capital resulting from recommendations from full-service brokerage firms. KT strongly encourages investors who purchased GPB Capital to consider filing a securities arbitration claim with the Financial Industry Regulatory Authority (“FINRA”) to recover investment losses. GPB Lawsuit – Investment Loss Recovery According to the SEC Complaint filed in February 2021, nearly all of the $1.7 billion raised from 17,000 retail investors nationwide,…

Thomas Brenner First American Securities Investor Alert: Barred Orrville, OH-Based Broker Facing Securities Fraud Charges

Thomas Brenner First American Securities Investor Alert: Barred Orrville, OH-Based Broker Facing Securities Fraud Charges

Invest with Thomas Brenner First American Securities? Learn about the U.S.A.O.’s charges against the former Orrville, Ohio broker relating to United RL Capital Services. The U.S. Attorney’s Office in the Northern District of Ohio recently announced the charging of former First American broker Thomas Brenner (Orrville, OH) with conspiracy to commit mail and wire fraud, conspiracy to commit securities fraud, mail fraud, wire fraud, securities fraud and engaging in a monetary transaction in property derived from criminal activity. Thomas Brenner First American Securities & Fraud Allegations According to the DOJ indictment, Thomas Brenner was a financial broker-dealer and president of…

TD AMERITRADE GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Continues Investigation Of and Files Claim Against TD Ameritrade Seeking in Excess of $500,000 on Behalf of Investor Who Purchased GPB Capital Through Advisor of TD AMERITRADE ADVISORDIRECT® Referral Program

TD AMERITRADE GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Continues Investigation Of and Files Claim Against TD Ameritrade Seeking in Excess of $500,000 on Behalf of Investor Who Purchased GPB Capital Through Advisor of TD AMERITRADE ADVISORDIRECT® Referral Program

TD Ameritrade AdvisorDirect® Referral Program Customer Who Invested in GPB Capital? National investor fraud law firm, KlaymanToskes (“KT”), continues its investigation of and is filing a FINRA arbitration claim against TD Ameritrade (“TD Ameritrade GPB Investigation”) on behalf of an investor who sustained losses in GPB Holdings, LP and other related non-registered private placement securities resulting from recommendations from their investment advisor through the TD Ameritrade AdvisorDirect® Referral Program. TD Ameritrade AdvisorDirect®Program and GPB Capital TD Ameritrade, which was recently acquired by Charles Schwab (NYSE: SCHW), offers to help investors find a Registered Investment Advisor through its AdvisorDirect® service. TD Ameritrade’s website makes clear that based…

UNITED PLANNERS GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Encourages United Planners Customers Who Invested in GPB Capital Holdings to Explore Legal Options in Light of Ongoing SEC Action

UNITED PLANNERS GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Encourages United Planners Customers Who Invested in GPB Capital Holdings to Explore Legal Options in Light of Ongoing SEC Action

United Planners GPB Capital Investment Losses?  If you were recommended to invest in private placement securities of GPB Capital Holdings and have losses in excess of $100,000, contact us today at (888) 997-9956 National investor fraud law firm, KlaymanToskes (“KT”), advises former and current customers of United Planners Financial Services who invested in GPB Capital Holdings (“United Planners GPB Capital Investigation”) to explore their legal options in light of the ongoing Securities & Exchange Commission (“SEC”) action against GPB Capital. KT strongly encourages investors who purchased GPB Capital through United Planners to consider filing a securities arbitration claim with the Financial…

SAGEPOINT GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Encourages SagePoint Financial Customers Who Invested in GPB Capital Holdings to Explore Legal Options in Light of Ongoing SEC Action

SAGEPOINT GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Encourages SagePoint Financial Customers Who Invested in GPB Capital Holdings to Explore Legal Options in Light of Ongoing SEC Action

SagePoint Financial GPB Capital Investment Losses?  If you were recommended to invest in private placement securities of GPB Capital Holdings and have losses in excess of $100,000, contact us today at (888) 997-9956 National investor fraud law firm, KlaymanToskes (“KT”), advises former and current customers of SagePoint Financial who invested in GPB Capital Holdings (“SagePoint Financial GPB Capital Investigation”) to explore their legal options in light of the ongoing Securities & Exchange Commission (“SEC”) action against GPB Capital. KT strongly encourages investors who purchased GPB Capital through SagePoint Financial to consider filing a securities arbitration claim with the Financial Industry Regulatory…

SAGEPOINT FINANCIAL GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Encourages SagePoint Financial Customers Who Invested in GPB Capital Holdings to Explore Legal Options in Light of Ongoing SEC Action

SAGEPOINT FINANCIAL GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Encourages SagePoint Financial Customers Who Invested in GPB Capital Holdings to Explore Legal Options in Light of Ongoing SEC Action

SagePoint Financial GPB Capital Investment Losses?  If you were recommended to invest in private placement securities of GPB Capital Holdings and have losses in excess of $100,000, contact us today at (888) 997-9956. National investor fraud law firm, KlaymanToskes (“KT”), advises former and current customers of SagePoint Financial who invested in GPB Capital Holdings to explore their legal options in light of the ongoing Securities & Exchange Commission (“SEC”) action against GPB Capital. KT strongly encourages investors who purchased GPB Capital through SagePoint Financial to consider filing a securities arbitration claim with the Financial Industry Regulatory Authority (“FINRA”) as an additional…

Luke Johnson Coastal Investment Advisors Investor Alert: National Investor Fraud Law Firm KlaymanToskes Investigates Former Scottsdale, AZ Broker

Luke Johnson Coastal Investment Advisors Investor Alert: National Investor Fraud Law Firm KlaymanToskes Investigates Former Scottsdale, AZ Broker

National investor fraud law firm, KlaymanToskes (“KT”), has commenced an investigation (“Luke Johnson Coastal Investment Advisors Investigation”) into former Coastal Equities, Inc. broker Luke Michael Johnson (CRD # 3257008) in light of pending customer disputes concerning alleged unsuitable investment recommendations, including GPB Capital. Luke Johnson Coastal Investment Advisors Investigation According to FINRA BrokerCheck, Luke Johnson has 6 pending customer dispute and 16 customer disputes that are final. Four notable pending customer disputes that are pending include: $500,000 in alleged damages relating to unsuitable investment recommendations from 2014 to 2017. The employing firm when activities occurred which led to the complaint…

GPB AUTOMOTIVE PORTFOLIO LP INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Continues Investigation of GPB Capital in Light of September 2021 Purchase Agreement

GPB AUTOMOTIVE PORTFOLIO LP INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Continues Investigation of GPB Capital in Light of September 2021 Purchase Agreement

National investor fraud law firm KlaymanToskes (“KT”) has filed multiple Financial Industry Regulatory Authority (“FINRA”) arbitration claims for clients who were solicited by FINRA broker-dealers to purchase private placement securities of GPB Capital Holdings (“GPB”) in the form of notes, and continues to investigate (“GPB Automotive Portfolio LP Investigation”) the sales practices related to the failure to supervise financial advisor “selling away” private securities transactions related to GPB Capital Holdings Offerings to investors. GPB Automotive Portfolio Purchase Agreement On September 12, 2021, GPB Automotive Portfolio disclosed that Group 1 Automotive, Inc. entered into a Purchase Agreement to buy substantially all…

DAVID LERNER ASSOCIATES ENERGY 11 LP INVESTOR ALERT: National Investor Fraud Law Firm Continues Investigation of Spirit of America Fund, Energy 11 LP, and Energy 12 LP

DAVID LERNER ASSOCIATES ENERGY 11 LP INVESTOR ALERT: National Investor Fraud Law Firm Continues Investigation of Spirit of America Fund, Energy 11 LP, and Energy 12 LP

National securities fraud law firm, KlaymanToskes (“KT”), continues to investigate (“David Lerner Associates Energy 11 LP Investigation”) David Lerner Associates for the unsuitable concentration in proprietary products invested in non-traded Oil & Gas Investments offered exclusively to its clients.  The concentrated investments include Energy 11 LP, Energy Resource 12 LP, and Spirit of America Fund. In addition to the precipitous loss in value, most of investors’ interest payments are now considered return of capital. David Lerner Associates Energy 11 LP, Energy 12 LP, and Spirit of America Fund Investigation The investigation focuses on whether David Lerner Associates failed to supervise the sales and marketing of its…

ALAN BERGER TRIAD ADVISORS CUSTOMER ALERT: National Investor Fraud Firm KlaymanToskes Continues to Investigate on Behalf of GPB Capital Investors

ALAN BERGER TRIAD ADVISORS CUSTOMER ALERT: National Investor Fraud Firm KlaymanToskes Continues to Investigate on Behalf of GPB Capital Investors

National investor fraud law firm, KlaymanToskes (“KT”) has commenced an investigation of former Triad Advisors and current Arkadios Capital broker Alan Stuart Berger (“Alan Berger Triad Advisors GPB Investigation”) in light of a FINRA arbitration filed against Alan Berger in September 2020 alleging GPB Capital losses. GPB Capital sold and marketed non-registered private placement notes through inadequate disclosure of illiquidity, high risks and commissions which made the investments unsuitable for most investors. Among other GPB securities, KlaymanToskes in investigating GPB Automotive Portfolio, LP, which was sold by brokerage firms, including Triad Advisors. Alan Berger was registered with Triad Advisors, LLC  from…

NOTICE TO GPB AUTOMOTIVE ARETE WEALTH INVESTORS: National Investor Fraud Firm KlaymanToskes Continues to Investigate on Behalf of GPB Capital Investors

NOTICE TO GPB AUTOMOTIVE ARETE WEALTH INVESTORS: National Investor Fraud Firm KlaymanToskes Continues to Investigate on Behalf of GPB Capital Investors

Did you suffer GPB Capital investment losses? National investor fraud law firm, KlaymanToskes (“KT”), continues to investigate (“GPB Automotive Arete Wealth Investigation”) claims against full-service brokerage firms on behalf of investors who were solicited to purchase millions of dollars of private placement securities in GPB Capital, in the form of notes, including Arete Wealth. GPB Automotive Arete Wealth Investigation GPB Capital sold and marketed non-registered private placement notes through inadequate disclosure of illiquidity, high risks and commissions which made the investments unsuitable for most investors. Among other GPB securities, KlaymanToskes in investigating GPB Automotive Portfolio, LP, which was sold by brokerage firms, including Arete Wealth.…

ATTENTION GPB AUTOMOTIVE AEGIS CAPITAL INVESTORS: National Investor Fraud Law Firm Continues to Investigate Claims on Behalf of GPB Capital Investors

ATTENTION GPB AUTOMOTIVE AEGIS CAPITAL INVESTORS: National Investor Fraud Law Firm Continues to Investigate Claims on Behalf of GPB Capital Investors

Did you suffer GPB Capital investment losses? National investor fraud law firm, KlaymanToskes (“KT”), continues to investigate (“GPB Automotive Aegis Capital Investigation”) claims against full-service brokerage firms on behalf of investors who were solicited to purchase millions of dollars of private placement securities in GPB Holdings, LP in the form of notes, including Aegis Capital. GPB Automotive Aegis Capital Investigation GPB Capital sold and marketed non-registered private placement notes through inadequate disclosure of illiquidity, high risks and commissions which made the investments unsuitable for most investors. Among other GPB securities, KlaymanToskes in investigating GPB Automotive Portfolio, LP, which was sold by Aegis Capital. Brokerage firms…

GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Continues to Investigate and Pursue Millions of Dollars in FINRA Arbitration Claims for Investors

GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Continues to Investigate and Pursue Millions of Dollars in FINRA Arbitration Claims for Investors

Did you suffer GPB Capital investment losses? National investor fraud law firm, KlaymanToskes (“KT”), continues to investigate and pursue FINRA arbitration claims on behalf of investors who were solicited to purchase millions of dollars of private placement securities in GPB Holdings, LP in the form of notes. GPB Capital Investments Under Investigation GPB Capital sold and marketed non-registered private placement notes through inadequate disclosure of illiquidity, high risks and commissions which made the investments unsuitable for most investors. The securities under investigation include: GPB Automotive Portfolio, LPGPB Cold Storage, LPGPB Holdings, LPGPB Holdings II, LPGPB Holdings III, LPGPB Holdings Qualified, LP     GPB NYC Development,…

NOTICE TO GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Pursues Claim Seeking Over $1,000,000 for GPB Capital Losses, Continues to Investigate FINRA Arbitration Claims for Investors

NOTICE TO GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Pursues Claim Seeking Over $1,000,000 for GPB Capital Losses, Continues to Investigate FINRA Arbitration Claims for Investors

National investor fraud law firm, KlaymanToskes (“KT”), continues to investigate and pursue FINRA arbitration claims on behalf of investors who were solicited to purchase millions of dollars of private placement securities in GPB Capital Holdings (“GPB”) in the form of notes, including a claim (FINRA Case No. 20-00096) seeking over $1,000,000 against Royal Alliance Associates, Inc. (“Royal Alliance”). GPB Capital Investigation According to the claim, the investor instructed Royal Alliance to invest his hard-earned savings and inheritance in a suitable manner, which included protecting his principal and present income. Instead, Royal Alliance concentrated a substantial portion of the investor’s assets into…

ATTENTION GPB CAPITAL ROYAL ALLIANCE INVESTORS: National Investor Fraud Law Firm KlaymanToskes Pursues Claim Seeking Damages Up to $5,000,000 Against Royal Alliance for GPB Capital Losses, Continues to Investigate FINRA Arbitration Claims for Investors

ATTENTION GPB CAPITAL ROYAL ALLIANCE INVESTORS: National Investor Fraud Law Firm KlaymanToskes Pursues Claim Seeking Damages Up to $5,000,000 Against Royal Alliance for GPB Capital Losses, Continues to Investigate FINRA Arbitration Claims for Investors

National investor fraud law firm, KlaymanToskes (“KT”), continues to investigate (“GPB Capital Royal Alliance Investigation”) and pursue FINRA arbitration claims on behalf of investors who were solicited to purchase millions of dollars of private placement securities in GPB Capital Holdings (“GPB”) in the form of notes, including a claim (FINRA Case No. 19-01153) seeking damages up to $5,000,000 against Royal Alliance Associates, Inc. (“Royal Alliance”). GPB Capital Royal Alliance Investigation – FINRA Case No. 19-01153 According to the claim, Royal Alliance’s financial advisor, Matthew Crafa, represented to the investors that GPB Capital investments were safe, low risk products that would preserve their principal and…