National investment fraud lawyers is investigating (“Tony Barouti GWG L Bond Investigation”) E Emerson Equity broker Tony Barouti for GWG Holdings, Inc. L bonds sales in light of recent customer complaints filed with the Financial Industry Regulatory Authority’s (“FINRA”) arbitration forum. Tony Barouti is a broker for Emerson Equity out of its Los Angeles, California branch.
Per Barouti’s FINRA BrokerCheck, investors are filing claims against Emerson Equity for failing to fully and fairly disclose all material facts, risks, and speculative nature associated with corporate debt investments. Customer disputes involving Barouti include:
Tony Barouti has been registered with Emerson Equity since 2017. Emerson Equity served as the managing broker-dealer for GWG Holdings, Inc., which filed for Chapter 11 bankruptcy in April 2022 following its untimely regulatory reporting and ongoing SEC investigation.
Barouti is the CEO of Barouti Financial Services, which is based in Los Angeles, California. Barouti’s FINRA BrokerCheck report shows that he has been employed with Barouti Financial since 1993.
Other Employment History information on Barouti’s FINRA BrokerCheck include:
Former and current customers of Tony Barouti with losses In excess of $100,000, and those who have information relating to the manner in which Barouti handled customer accounts, are encouraged to contact Lawrence L. Klayman, Esq., at 1-888-997-9956.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered more than $230 million for investors in FINRA arbitrations. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico
KlaymanToskes Lawrence L. Klayman, Esq. 1-888-997-9956 lklayman@klaymantoskes.com www.klaymantoskes.com