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Tag: Options

NOTICE TO ROBINHOOD FINANCIAL LLC INVESTORS – KlaymanToskes Commences Investigation for Robinhood Financial LLC (“Robinhood”) Investors With Losses in Excess of $100,000 Due to Firm’s Inappropriate Options Trading Approval

July 02, 2021

KlaymanToskes announces an investigation on behalf of investors who sustained losses in excess of $100,000 from the inappropriate options trading approval from Robinhood Financial LLC...

FINRA Orders Historic Financial Penalty Against Robinhood Financial LLC for Systemic Supervisory Failures

July 01, 2021

On June 30, 2021, Robinhood Financial LLC agreed to a Letter of Acceptance, Waiver and Consent (AWC) (Case No. 2020066971201)  which included $57 million fine...

KlaymanToskes Investigated Unsuitable Covered Call Writing Strategies on Behalf of UPS Employees Who Sustained Losses from Merrill Lynch and other full Service Brokerage Firms

April 13, 2020

KlaymanToskes investigated and filed claims for UPS (NYSE: UPS) employees for losses sustained from unsuitable covered call writing strategies for concentrated UPS stock positions at Merrill...

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