SwapStar Capital Investor Alert: National Investor Fraud Law Firm KlaymanToskes Investigates New Jersey Investment Advisor Fraud in Light of SEC, CFTC Charges

SwapStar Capital Investor Alert: National Investor Fraud Law Firm KlaymanToskes Investigates New Jersey Investment Advisor Fraud in Light of SEC, CFTC Charges

Investment Losses with SwapStar Capital? KlaymanToskes Investigates Barred New Jersey Investment Adviser and Firm Swapstar Capital National investor fraud law firm is investigating SwapStar Capital in light of the SEC and Commodity and Futures Trading Commission’s actions filed against the firm and Swapnil Rege in October 2020. SwapStar Capital Fraud Investigation On October 26, 2021, the SEC charged a New Jersey-based individual with stealing money from investment advisory clients, and doing so while he was subject to a prior SEC order barring him from being in the investment advisory business. SEC Complaint The SEC’s complaint alleges that that Swapnil J.…

Thomas Brenner First American Securities Investor Alert: Barred Orrville, OH-Based Broker Facing Securities Fraud Charges

Thomas Brenner First American Securities Investor Alert: Barred Orrville, OH-Based Broker Facing Securities Fraud Charges

Invest with Thomas Brenner First American Securities? Learn about the U.S.A.O.’s charges against the former Orrville, Ohio broker relating to United RL Capital Services. The U.S. Attorney’s Office in the Northern District of Ohio recently announced the charging of former First American broker Thomas Brenner (Orrville, OH) with conspiracy to commit mail and wire fraud, conspiracy to commit securities fraud, mail fraud, wire fraud, securities fraud and engaging in a monetary transaction in property derived from criminal activity. Thomas Brenner First American Securities & Fraud Allegations According to the DOJ indictment, Thomas Brenner was a financial broker-dealer and president of…