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Roy Williams Terminated From Stifel, Nicolaus & Co. For Client Loan Misrepresentations

May 30, 2023

Investment Losses With Roy Kevin Williams? Contact KlaymanToskes

National investment loss lawyers KlaymanToskes reports broker/investment advisor Roy Kevin Williams (CRD# 843607) has been terminated by Stifel, Nicolaus & Company, Inc., where he was registered from 2009 to 2023 in Indianapolis, IN. 

Investors that suffered losses with Roy Williams and/or any other broker at Stifel, Nicolaus & Co. may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.`

Roy Williams Terminated From Stifel, Nicolaus & Co.

According to FINRA BrokerCheck, Roy Kevin Williams was discharged from Stifel, Nicolaus & Co. on May 12th, 2023 due to allegations that he obtained loans from Stifel clients during years 2019 through 2023 and made misrepresentations regarding client loans on annual certifications during that time frame. 

Investment Losses at Stifel, Nicolaus & Co.? Contact KlaymanToskes

Investors that suffered losses with Roy Williams and/or any other broker at Stifel, Nicolaus & Co. may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

About KlaymanToskes

KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered more than $250 million for investors in FINRA arbitrations and over $350 million in other securities litigation matters for its clients. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.

Contact

KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com