CHERRY HILL, NJ, USA/ February 2, 2024/ EINPresswire.com/ — National investment loss lawyers KlaymanToskes encourages current and former customers of financial advisor Daniel Snodgrass who suffered investment losses to contact the firm immediately at 888-997-9956 to discuss recovery options.
KlaymanToskes reports broker Daniel Snodgrass (CRD# 4083817) has been suspended from acting as a broker by the Financial Industry Regulatory Authority (“FINRA”) for failing to comply with an arbitration award and to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
Daniel Snodgrass was registered as a broker with BCG Securities in Cherry Hill, NJ from 2017 to 2023. Snodgrass was terminated from BCG Securities on July 6, 2023 due to allegations that he violated the firm’s policies and procedures relating to servicing a customer’s account.
Snodgrass was also previously discharged from UBS Financial Services in 2016 due to the firm’s findings that he violated several policies in connection with his failure to conduct sufficient due diligence during the onboarding of a new client.
Brokers, financial advisors, and their firms have a fiduciary duty to recommend suitable investments that are in their customers’ best interests. KlaymanToskes can help you determine if your investment loss is due to fraud, financial advisor misconduct, or unsuitable investment advice. Depending on your circumstances, you may be entitled to recover your losses through FINRA arbitration.
Customers of Daniel Snodgrass that suffered losses at BCG Securities, UBS Financial Services, and/or any other brokerage firm are encouraged to contact KlaymanToskes immediately to discuss recovery options at 888-997-9956, or fill out a short contact form for a free and confidential consultation.
About KlaymanToskes
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered over $250 million in FINRA arbitrations and over $350 million in other securities litigation matters. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
Contact
Lawrence L. Klayman, Esq.
KlaymanToskes, P.A.
+1 888-997-9956
lawrence@klaymantoskes.com