National investment fraud lawyers KlaymanToskes issues a notice to California investors regarding recovery options for victims of investment fraud. For decades, our firm has represented thousands of clients throughout the world that maintained accounts with U.S. brokerage firms, resulting in the recovery of over $600 million, including $250 million in FINRA arbitration cases alone.
Victims of investment fraud or losses can contact our office for a free, confidential consultation at (949) 721-9956 or on the web at www.klaymantoskes.com.
KlaymanToskes represents investors throughout California. Our Newport Beach office is located at 4675 MacArthur Court, Suite 550, Newport Beach, CA.
California investors that suffered investment losses as a result of a brokerage firm’s or financial advisor’s misconduct and/or securities violations, are encouraged to contact Lawrence L. Klayman, Esq. at (888) 997-9956 or lklayman@klaymantoskes.com. Our firm offers free and confidential consultations to discuss your potential case today.
KlaymanToskes offers legal services on a contingency fee basis, meaning we do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
FINRA (“Financial Industry Regulatory Authority”) is the self-regulatory body responsible for regulating all registered U.S. brokers and brokerage firms doing business with investors in the United States and throughout the world.
KlaymanToskes believes a FINRA arbitration claim may be the best solution for investors who have suffered realized or unrealized losses as a result of misconduct and/or securities violations by a FINRA-regulated brokerage firm or financial advisor.
FINRA arbitration is a more cost-effective process for investors, often occurring with increased speed and efficiency over a court proceeding. FINRA arbitration also allows investors to maintain greater flexibility over their case.
To learn more about the types of securities violations California investors face, see our securities violations investor information page. This includes in-depth information on violations such as unsuitable investment advice, excessive trading (“churning”), financial adviser’s/firm’s breach of fiduciary duty, unauthorized trading, and negligence.
During FINRA arbitration, depending on the type of claim and amount in alleged damages, a panel of three arbitrators will hear your perspective on the issue, study the allegations and evidence, and make a decision on how to resolve the claim. The ruling issued by the FINRA arbitrator or arbitration panel will likely be final, meaning that choosing the best team for your case is crucial to the outcome of your claim and the financial recovery you receive.
With over a century of combined experience, KlaymanToskes has assisted investors in the recovery of more than $250 million in FINRA arbitration cases alone. KlaymanToskes has been advocating for investors’ rights for decades, from the limited partnership debacle of the 90’s, to the Tech Bubble in 2000, through the Mortgage Crisis in 2008, and the Puerto Rico Government Debt Crisis in 2013, the Covid Market Crash of 2020 and current bond market cases.
Our firm has represented clients throughout the world that maintained accounts with U.S. brokerage firms, including individual, high net-worth, ultra-high-net-worth, and institutional investors, such as non-profit organizations, unions, public and multi-employer pension funds.
We also accept cases where the investors were sold Alternative Investments which are now illiquid and the client is unable to access their principal investment and/or the Alternative Investment filed for bankruptcy.
KlaymanToskes offers legal services on a contingency fee basis, meaning we do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
If you suffered losses at the hands of your brokerage firm, stockbroker, and/or financial advisor, and suspect you may have been a victim of misconduct, fraud, and/or securities violations, contact Lawrence L. Klayman, Esq. at (888) 997-9956 or lklayman@klaymantoskes.com for a free and confidential consultation to discuss your potential case.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered over $250 million in FINRA arbitrations and over $350 million in other securities litigation matters. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com
www.klaymantoskes.com
**Disclaimer: The amount stated is before deductions for attorneys’ fees and costs. Every case is unique so it should not be assumed that your case will have the same result.