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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

ATTENTION PROFESSIONAL ATHLETES: National Investment Fraud Lawyers KlaymanToskes Cautions Against Financial Advisor Fraud

February 22, 2022

LOS ANGELES--(BUSINESS WIRE)--National investment fraud lawyers KlaymanToskes notifies NBA, MLB, and other professional athletes to protect themselves against securities fraud in light of the ongoing...

NOTICE TO TALKSPACE INVESTORS: National Investment Fraud Lawyers KlaymanToskes Is Investigating Individual Securities Arbitration Claims in Excess of $250,000 Against Full-Service Brokerage Firms that Sold Customers Large, Concentrated Positions in Talkspace

February 09, 2022

NEW YORK, Feb. 09, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes (“KT”) is investigating individual securities arbitration claims on behalf of investors who...

ATTENTION FORMER CUSTOMERS OF DENNIS PHILLIP AYRE: National Investment Fraud Lawyers KlaymanToskes Investigates Former California-Based Securities Broker Dennis Phillip Ayre for Unsuitable Investments in Light of His Recent Ban from Securities Industry

February 09, 2022

LOS ANGELES, Feb. 09, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes (“KT”) is investigating former broker Dennis Phillip Ayre (“Ayre”) in light of...

ATTENTION GWG HOLDINGS L BOND INVESTORS: National Investment Fraud Lawyers KlaymanToskes Investigates Full-Service Brokerage Firms that Sold GWG Holdings’ L Bonds in Light of the Company’s Missed Interest and Principal Payments, Ongoing SEC Investigation

February 07, 2022

NEW YORK, Feb. 07, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes (“KT”) is investigating the sales practices of full-service brokerage firms relating to...

FINRA Arbitration Helps, Not Harms Investors: National Investment Fraud Lawyers KlaymanToskes Comment on Georgia Court’s Reversal of Wells Fargo Award and Supports Securities Regulator’s Dispute Resolution Forum

February 03, 2022

NEW YORK, Feb. 03, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes express their support for the Financial Industry Regulatory Authority’s (“FINRA”) arbitration forum....

Broker & Advisor Investigations

Broker Misconduct Investigation: Alicia Hinojosa (Safra Securities/Merrill Lynch)

July 30, 2025

National investment loss lawyers KlaymanToskes is investigating broker Alicia Hinojosa (CRD# 2964653) formerly of Merrill Lynch. Alicia Hinojosa is currently registered as a broker with...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

July 30, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Roderick Rodriguez (Osaic Institutions)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Roderick Rodriguez (CRD# 2680445) of Osaic Institutions, following the law firm’s filing of a customer complaint with...

Broker Misconduct Investigation: Ray Gallette

July 29, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

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Investigations

Bourne Seniors Housing Funds: Investor Loss Investigation

July 30, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in Bourne Seniors Housing Funds. Bourne Financial Group, based in Winter Park,...

Inspired Healthcare Capital Fund: Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in Inspired Healthcare Capital Fund, an Arizona-based senior housing and healthcare real...

RREEF Property Trust (RPT): Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in RREEF Property Trust (RPT). Our law firm believes...

Hartman Retail III DST: Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Hartman Retail III DST to their customers. Our...

Westpark Capital (GWG L Bonds): Investor Loss Investigation

July 16, 2025

National investment loss lawyers KlaymanToskes continues investigating Westpark Capital on behalf of GWG L Bond investors who suffered investment losses due to unsuitable recommendations to...

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