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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

World-Renowned Surgeon Files $500,000 Claim Against Emerson Equity for Investment Losses

August 30, 2022

KlaymanToskes Seeks Recovery for Losses in GWG L Bonds and Other Alternatives GWG Holdings, Inc. (OTCMKTS:GWGHQ) BELVEDERE, CA, US, August 30, 2022 /EINPresswire.com/ -- National...

The Villages, FL Retirees Targeted by former National Securities Corporation broker Mark Cline

August 26, 2022

KlaymanToskes Investigates Investments Sold by Mark Cline GWG Holdings, Inc. (OTCMKTS:GWGHQ) THE VILLAGES, FL, US, August 26, 2022 /EINPresswire.com/ -- National investment fraud lawyers KlaymanToskes...

Antoine Souma Sued For $1.4 Million For Misconduct at Galliott Capital Advisors and Insigneo Securities

August 25, 2022

KlaymanToskes Files FINRA Arbitration Claim on Behalf of Retired M.D. BEVERLY HILLS, CA, US, August 25, 2022 /EINPresswire.com/ -- A retired physician who immigrated to...

Minister-Turned-Broker Sold 72-year-old Church Member High-Risk Investments

August 15, 2022

KlaymanToskes Seeks to Recover Losses for Illiquid Private Placements LONGMEADOW, MA, US, August 15, 2022 /EINPresswire.com/ -- National investment fraud lawyers KlaymanToskes ("KT") announce the...

Disabled Navy Veteran and Wife File FINRA Claim Against Newbridge to Recover Investment Losses

August 12, 2022

KlaymanToskes Seeks Recovery for GWG L Bond Investors Living in The Villages, FL GWG Holdings, Inc. (OTCMKTS:GWGHQ) ORLANDO, FL, US, August 12, 2022 /EINPresswire.com/ --...

Broker & Advisor Investigations

Broker Misconduct Investigation: TJ Shopa (Lincoln Financial Advisors)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker TJ Shopa a/k/a Thomas John Shopa Jr. (CRD# 4182416) formerly of Lincoln Financial Advisors. Shopa is currently...

Broker Misconduct Investigation: Philip Hoang (Morgan Stanley)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker Philip Hoang (CRD# 5134140) of Morgan Stanley. According to FINRA BrokerCheck, broker Philip Hoang of Morgan Stanley...

Broker Misconduct Investigation: Jack Bruscianelli (JBT Wealth Management)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker Jack Bruscianelli (CRD# 2113986) of JBT Wealth Management and B. Riley Wealth Management. According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Kirk Crossen (Morgan Stanley)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating suspended broker Kirk Crossen (CRD# 2742256) formerly of Morgan Stanley and Raymond James. According to FINRA BrokerCheck, broker...

Broker Misconduct Investigation: Adam Chustz (Stifel Nicolaus)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker Adam Chustz (CRD# 4129813), of Stifel Nicolaus & Company. According to FINRA BrokerCheck, Adam Chustz of Stifel...

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Investigations

Atlas Funds (Spartan Capital Securities): Investor Loss Investigation

December 03, 2025

As of December 3, 2025, national investment loss lawyers KlaymanToskes is investigating Spartan Capital Securities and any financial advisors who recommended investments in the Atlas...

Pacific Oak Strategic Opportunity (REIT): Investor Loss Investigation

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Pacific Oak Strategic Opportunity REIT (formerly KBS Strategic...

Vintage DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Vintage DST to their customers. Our law firm...

InCommercial Net Lease DST 4: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in InCommercial Net Lease DST 4 to their customers.In...

Peak Pinewood Trace DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Peak Pinewood Trace DST to their customers. Our...

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