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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Life Savings Lost at Advice of Shirley Wong and Ni Advisors

October 04, 2022

KlaymanToskes Files GWG L Bond Lawsuit for Investor Seeking Recovery GWG Holdings, Inc. (OTCMKTS:GWGHQ) SAN FRANCISCO, CA, US, October 4, 2022 /EINPresswire.com/ -- National securities...

Morgan Hill Customers: A Second Tennessee Couple Name Hill and Center Street Securities in Newly Filed Lawsuit

October 03, 2022

National Securities Law Firm KlaymanToskes Helps Morgan Hill Customers Recover Investment Losses GWG Holdings, Inc. (OTCMKTS:GWGHQ) HARRISON, TN, US, October 3, 2022 /EINPresswire.com/ -- An...

Moloney Securities Customers: 78-Year-Old Widow Loses $100,000 at the Advice of Moloney and Matthew Franchina

October 03, 2022

National Securities Law Firm KlaymanToskes Files Its Latest FINRA Claim for GWG Investor HUNTINGTON BEACH, Calif., Oct. 03, 2022 (GLOBE NEWSWIRE) -- A 78-year-old widow...

LA PERSIAN COMMUNITY: Broker Tony Barouti Pending 14 Lawsuits and Counting

September 30, 2022

KlaymanToskes Represents Members of the Persian Community in FINRA Cases Against Emerson Equity and Tony Barouti GWG Holdings, Inc. (OTCMKTS:GWGHQ) LOS ANGELES, CA, US, September...

Finra investigates David Lerner’s son over sales of in-house funds

September 26, 2022

Daniel Lerner, who's executive vice president of investor services at David Lerner Associates, faces potential disciplinary action over sales of energy funds. The Financial Industry...

Broker & Advisor Investigations

Broker Misconduct Investigation: Todd Cirella (Laidlaw & Co.)

February 03, 2026

National investment loss lawyers KlaymanToskes is continuing its investigation of financial advisor Todd Anthony Cirella (CRD# 2396336) of Laidlaw & Company, after the law firm...

Broker Misconduct Investigation: Bryan Lubitz (Aegis Capital Corp.)

January 28, 2026

National investment loss lawyers KlaymanToskes is investigating broker Bryan Lubitz (CRD# 4884717) formerly of Aegis Capital Corp. Lubitz is currently registered with Equitable Advisors.According to...

Broker Misconduct Investigation: Joseph Valdini (Aegis Capital Corp.)

January 28, 2026

National investment loss lawyers KlaymanToskes is investigating suspended broker Joseph Valdini (CRD# 5517610) a/k/a Joseph Francis Valdini, formerly of Aegis Capital Corp. According to FINRA...

Broker Misconduct Investigation: George Jing (Transamerica Financial Advisors)

January 28, 2026

National investment loss lawyers KlaymanToskes is investigating barred broker George Jing (CRD# 2835725) a/k/a George Ndifor Jing, formerlyof Transamerica Financial Advisors. According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Eric Bell (Emerson Equity)

January 28, 2026

National investment loss lawyers KlaymanToskes is investigating broker Eric Bell (CRD# 7015161)a/k/a Eric James Bell of Emerson Equity. According to FINRA BrokerCheck, broker Eric Bell...

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Investigations

Moody National REIT II: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Moody National REIT II to their customers. Investors...

Resolute/PetroRock Oil and Energy: Investor Loss Investigation

February 02, 2026

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Resolute/PetroRock Oil and Energy to their customers. Our...

345 Flats DST: Investor Loss Investigation

January 30, 2026

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in 345 Flats DST to their customers. Our law...

NB Flats DST: Investor Loss Investigation

January 30, 2026

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in NB Flats DST (also known as Alpine Flats)...

Madison Realty CO Aspen House DST: Investor Loss Investigation

January 30, 2026

Investors who suffered losses on MRSC CO Aspen House DST due to unsuitable investment advice may be eligible for financial compensation. Contact the investment loss attorneys at KlaymanToskes today...

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