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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

INVESTOR NOTICE: GWG’s Bankruptcy Plan Approved

June 15, 2023

KlaymanToskes Has Additional Recovery Options for L Bondholders NEW YORK, NEW YORK, USA, June 15, 2023/EINPresswire.com/ -- National investment loss lawyers KlaymanToskes announces GWG’s Chapter 11...

79-Year-Old LPL Financial Customer Files $500k Recovery Claim

June 12, 2023

Unsuitable Investment Recommendations at LPL Financial? Contact KlaymanToskes CHICAGO, ILLINOIS, USA, June 12, 2023/EINPresswire.com/ -- National investment loss attorneys KlaymanToskes encourages customers of LPL Financial who...

Western Alliance Bancorp Large Shareholders: KlaymanToskes Has Recovery Options

June 08, 2023

Investors with Large Positions May Pursue Arbitration Against the Brokers/Advisors That Managed Western Alliance Holdings Western Alliance Bancorporation (NYSE:WAL) NEW YORK, NEW YORK, UNITED STATES,...

Zions Bancorp Large Shareholders: KlaymanToskes Has Recovery Options

June 08, 2023

Investors with Large Positions May Pursue Arbitration Against the Brokers/Advisors That Managed Zions Bancorp Holdings Zions Bancorporation (NASDAQ:ZION) NEW YORK, NEW YORK, UNITED STATES, June...

KeyCorp/KeyBank Large Shareholders: KlaymanToskes Has Recovery Options

June 08, 2023

Investors with Large Positions May Pursue Arbitration Against the Brokers/Advisors That Managed KeyCorp/KeyBank Holdings KeyCorp (NYSE:KEY) NEW YORK, NEW YORK, UNITED STATES, June 8, 2023/EINPresswire.com/...

Broker & Advisor Investigations

Broker Misconduct Investigation: Matthew McDonald (Sigma Financial Corp)

February 22, 2026

National investment loss lawyers KlaymanToskes is investigating broker Matthew McDonald (CRD# 2837629) of Sigma Financial Corporation and Sigma Planning Corporation.  According to FINRA BrokerCheck, broker...

Broker Misconduct Investigation: Ron Botello (Osaic Wealth)

February 22, 2026

National investment loss lawyers KlaymanToskes is investigating suspended broker Ron Botello a/k/a Ronald Ray Botello (CRD# 4809045) formerly of Osaic Wealth. According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Alfonso Figueroa Bello (Tigress Financial Partners/Stonecrest Capital Markets)

February 22, 2026

National investment loss lawyers KlaymanToskes is investigating broker Alfonso Figueroa Bello (CRD# 5011909) formerly of Tigress Financial Partners and Stonecrest Capital Markets. According to FINRA...

Broker Misconduct Investigation: Timothy Darnell (Bankers Life Securities)

February 22, 2026

National investment loss lawyers KlaymanToskes is investigating broker Timothy Darnell (CRD# 6666469) formerly of Bankers Life Securities. Broker Timothy Darnell was terminated from Bankers Life...

Broker Misconduct Investigation: Lisa Boisselle (Wealthwise/LPL Financial)

February 16, 2026

National investment loss lawyers KlaymanToskes is investigating broker Lisa Boisselle (CRD# 5726589) formerly of LPL Financial. Broker Lisa Boisselle, formerly registered with LPL Financial, has...

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Investigations

Broker-Dealer Misconduct Investigation: Joseph Gunnar & Co.

February 06, 2026

National investment loss lawyers KlaymanToskes is is investigating Joseph Gunnar & Company, LLC (CRD# 24795), a FINRA-registered broker-dealer headquartered in Uniondale, New York, for potential...

Inspired Senior Living of Lake Orion DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Lake Orion DST, a Reg...

Inspired Senior Living of Cinnaminson DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Cinnaminson DST, a Reg D...

Inspired Senior Living of Chesterfield DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Chesterfield DST, a Reg D...

Inspired Senior Living of Carson Valley DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Carson Valley DST, a Reg...

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