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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

RUSSIAN STOCK UBS MARGIN CALL INVESTOR ALERT: National Investment Fraud Lawyers KlaymanToskes Investigates UBS for Triggering Margin Calls in Light of the Ongoing Sanctions Imposed Against Russia for Ukraine Invasion

March 10, 2022

NEW YORK--(BUSINESS WIRE)--National investment fraud lawyers KlaymanToskes is investigating potential FINRA arbitration claims on behalf of investors who sustained losses from using Russian assets as...

CREDIT SUISSE RUSSIAN STOCK MARGIN CALL INVESTOR ALERT: National Investment Fraud Lawyers KlaymanToskes Launches Investigation of Swiss Investment Firm’s Margin Risk Management Practices in Light of the Ongoing Ukraine-Russia Crisis

March 10, 2022

NEW YORK, March 10, 2022 /PRNewswire/ -- National investment fraud lawyers KlaymanToskes is investigating potential FINRA arbitration claims on behalf of investors who suffered losses from...

ATTENTION FORMER CUSTOMERS OF WALTER SCOTT HALL AT COASTAL EQUITIES’ MEMPHIS TENNESSEE BRANCH: National Investment Fraud Lawyers KlaymanToskes Investigates Terminated Broker in Light of Alleged Promissory Note Misconduct

March 07, 2022

MEMPHIS, March 07, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes is investigating former broker Walter Scott Hall in light of his recent termination...

ATTENTION INFINITY Q DIVERSIFIED ALPHA FUND INVESTORS: National Investment Fraud Lawyers KlaymanToskes Commences Investigation of Full-Service Brokerage Firms that Sold Funds at Center of Massive Valuation Fraud

February 25, 2022

NEW YORK, Feb. 25, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes is investigating individual securities arbitration claims on behalf of investors who sustained...

National Investment Fraud Lawyers KlaymanToskes Applauds FINRA’s Audit of Its Arbitrator Selection Process

February 24, 2022

NEW YORK--(BUSINESS WIRE)--National investment fraud lawyers KlaymanToskes expresses its approval of the Financial Industry Regulatory Authority’s (“FINRA”) decision to audit its dispute resolution forum’s arbitration...

Broker & Advisor Investigations

Broker Misconduct Investigation: Aubrey Parker (Wells Fargo Advisors)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Aubrey Parker of Wells Fargo Advisors and Wells Fargo Clearing Services (CRD# 2454088). According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Michael Rudio (LPL Financial/Purshe Kaplan Sterling Investments)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Michael Rudio (CRD# 6322313) formerly of LPL Financial. Broker Michael Rudio is currently associated with Purshe Kaplan...

Broker Misconduct Investigation: Jeffrey Bangerter (Concorde Investment Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Jeffrey Bangerter (CRD# 1687028) of Concorde Investment Services. According to FINRA BrokerCheck, broker Jeffrey Bangerter of Concorde...

Broker Misconduct Investigation: Walter Schram (UBS Financial Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Walter Schram (CRD# 1728096) formerly of UBS Financial Services Inc. Schram is currently registered as a broker...

Broker Misconduct Investigation: Lanny Howarter (Crown Capital Securities)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Lanny Howarter (CRD# 813591) formerly of Crown Capital Securities.  According to FINRA BrokerCheck, broker Lanny Howarter, formerly...

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Investigations

Legion Capital Corporation: Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Legion Capital Corporation (OTCPK: LGCP) stocks and bonds....

Zona Energy Inc. (Arete Wealth): Investor Loss Investigation

July 09, 2025

Investment Losses in Zona Energy Inc.? Contact KlaymanToskes for Recovery Options National investment loss lawyers KlaymanToskes is investigating Arete Wealth Management and financial advisors who...

Medical Properties Trust (REIT): Investor Loss Investigation

July 09, 2025

What is Medical Properties Trust (REIT)? Medical Properties Trust, Inc. (“MPT”) is a publicly traded real estate investment trust (“REIT”) that primarily invests in hospitals...

Dynamic Absolute Return Fund (Dynamic Alpha Fund): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating losses sustained by investors in the Dynamic Absolute Return Fund (DARF), formerly known as the Dynamic Alpha Fund,...

MRC HV Investors, LLC (Madison Realty Heritage Village): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in MRC HV Investors, LLC, a private placement offering connected to Heritage...

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