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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Notice to HJ Sims Bonds Investors: KT Files Claim Seeking $100k Recovery for Investment Losses

December 08, 2023

Did you Suffer Investment Losses due to Investing in HJ Sims Bonds? Contact KlaymanToskes For Recovery Options NEW YORK, NY, USA, December 8, 2023 /EINPresswire.com/...

Voya Financial Customer Seeks $100k Recovery for FS Energy and Power Fund Investment Losses in FINRA Arbitration Claim

December 08, 2023

Did you Suffer Investment Losses in Franklin Square Energy and Power Fund (FSEN)? Contact KlaymanToskes COLUMBIA, SC, USA, December 8, 2023 /EINPresswire.com/ -- National investment...

Philadelphia Police Officers: Customers of Suspended Broker Austin Dutton Seek Up to $1M Recovery for Investment Losses

December 08, 2023

Did You Suffer Investment Losses with Austin Dutton and/or Andrew Dutton? Contact KlaymanToskes PHILADELPHIA, PA, USA, December 8, 2023 /EINPresswire.com/ -- National investment loss attorneys KlaymanToskes reports...

KlaymanToskes Seeks Up to $10 Million Recovery on Behalf of UBS Financial Services Customer

December 04, 2023

Investment Losses at UBS Financial Services? Contact KlaymanToskes NEW YORK, NY, USA, December 4, 2023 /EINPresswire.com/ -- National investment loss attorneys KlaymanToskes encourages investors that suffered losses...

GWG L Bond Investor Awarded $1M: Bondholders are Encouraged to Recover Their Losses Through FINRA Arbitration

November 14, 2023

KlaymanToskes Pursues FINRA Arbitration Claims for GWG Bondholders NEW YORK, NY, USA, November 14, 2023 /EINPresswire.com/ -- National investment loss lawyers KlaymanToskes encourages all GWG...

Broker & Advisor Investigations

Broker Misconduct Investigation: Carmen Morrone (Realta Equities)

February 06, 2026

National investment loss lawyers KlaymanToskes is investigating broker Carmen Morrone (CRD# 1898874) of Realta Equities. According to FINRA BrokerCheck, broker Carmen Morrone is involved in...

Broker Misconduct Investigation: Phillip Jones (Merrill Lynch)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Phillip Wayne Jones of Merrill Lynch (CRD# 2445213). According to FINRA BrokerCheck records, broker Phillip Jones of...

Broker Misconduct Investigation: Frank DiMartini (Altitude Capital Group)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Frank DiMartini (CRD# 4512897) formerly of Altitude Capital Group. According to FINRA BrokerCheck, broker Frank DiMartini is...

Broker Misconduct Investigation: Wally Smith (Emerson Equity)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Wally Smith a/k/a George Wallace Smith (CRD# 4844156)of Emerson Equity. According to FINRA BrokerCheck, broker Wally Smith...

Broker Misconduct Investigation: William Tunink (LPL Financial)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating suspended broker William Tunink formerly of LPL Financial (CRD# 2738224). According to FINRA BrokerCheck, William Tunink, a former...

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Investigations

Broker-Dealer Misconduct Investigation: Joseph Gunnar & Co.

February 06, 2026

National investment loss lawyers KlaymanToskes is is investigating Joseph Gunnar & Company, LLC (CRD# 24795), a FINRA-registered broker-dealer headquartered in Uniondale, New York, for potential...

Inspired Senior Living of Lake Orion DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Lake Orion DST, a Reg...

Inspired Senior Living of Cinnaminson DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Cinnaminson DST, a Reg D...

Inspired Senior Living of Chesterfield DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Chesterfield DST, a Reg D...

Inspired Senior Living of Carson Valley DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Carson Valley DST, a Reg...

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