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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Notice to Capstone Green Energy Investors (CGRN): Recover Your Losses Through FINRA Arbitration

September 29, 2023

The Law Firm of KlaymanToskes Offers Investors with Losses in Capstone Green Energy Recovery Options NEW YORK, NY / ACCESSWIRE / September 29, 2023 / National...

Notice to Daniel Beech Customers who Suffered Losses in GWG L Bonds at Western International: Contact KlaymanToskes

September 29, 2023

KlaymanToskes Represents Daniel Beech Customers Seeking Recovery for Alternative Investment Losses WESTLAKE VILLAGE, CA, USA, September 29, 2023 /EINPresswire.com/ -- National investment loss lawyers KlaymanToskes encourages customers...

Notice to Customers of Vincent Camarda that Suffered Losses at A.G. Morgan Advisors: Contact KlaymanToskes

September 22, 2023

KlaymanToskes Has Recovery Options for Vincent Camarda Customers MASSAPEQUA, NY, USA, September 22, 2023 /EINPresswire.com/ -- National investment fraud lawyers KlaymanToskes encourages customers of Vincent...

Notice to MarketServ Investors Who Are Customers of Financial Advisor David Geake: Contact KlaymanToskes

September 22, 2023

Did David Richard Geake Cause You Investment Losses at Madison Avenue Securities or Ausdal Financial Partners? Contact KlaymanToskes DENVER, CO, USA, September 22, 2023 /EINPresswire.com/...

Notice to Raymond James Customers that Suffered Losses with Bill Conn: Contact KlaymanToskes

September 21, 2023

KlaymanToskes Has Recovery Options for Bill Conn Customers SAN FRANCISCO, CA / ACCESSWIRE / September 21, 2023 / National investment loss lawyers KlaymanToskes encourages customers...

Broker & Advisor Investigations

Broker Misconduct Investigation: Mike Jarvis (Legacy Financial Advisors)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mike Jarvis a/k/a Michael William Jarvis (CRD# 2160274) of Legacy Financial Advisors and Cetera Wealth Services. According...

Broker Misconduct Investigation: John Lowry (Spartan Capital Securities)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker John Lowry (CRD# 4336146) of Spartan Capital Securities. According to FINRA BrokerCheck, broker John Lowry, CEO of...

Broker Misconduct Investigation: Eric Dupre (Ameriprise Financial Services)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating barred broker Eric Dupre (CRD# 2174456) of Ameriprise Financial Services, after a customer complaint was filed with the...

Broker Misconduct Investigation: Mark Carter (Carter Financial Group)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mark Carter (CRD# 6387371) of Carter Financial Group and Pruco Securities/Prudential Financial Planning Services after a customer...

Broker Misconduct Investigation: Steve Franko (Independence Capital Co.)

December 07, 2025

National investment loss lawyers KlaymanToskes is investigating suspended broker Steve Franko a/k/a Stephen Michael Franko (CRD# 2157707) of Independence Capital Co. According to FINRA BrokerCheck,...

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Investigations

Atlas Funds (Spartan Capital Securities): Investor Loss Investigation

December 03, 2025

As of December 3, 2025, national investment loss lawyers KlaymanToskes is investigating Spartan Capital Securities and any financial advisors who recommended investments in the Atlas...

Pacific Oak Strategic Opportunity (REIT): Investor Loss Investigation

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Pacific Oak Strategic Opportunity REIT (formerly KBS Strategic...

Vintage DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Vintage DST to their customers. Our law firm...

InCommercial Net Lease DST 4: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in InCommercial Net Lease DST 4 to their customers.In...

Peak Pinewood Trace DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Peak Pinewood Trace DST to their customers. Our...

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