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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

NOTICE TO PASADENA CALIFORNIA GWG INVESTORS/CUSTOMERS OF WESTERN INTERNATIONAL SECURITIES: CONTACT KT LAW FIRM

May 03, 2024

All Western International Customers in Pasadena, California Should Review Their Accounts For Losses and Contact KlaymanToskes PASADENA, CA, USA, May 3, 2024 /EINPresswire.com/ -- National...

NOTICE TO LOS ANGELES CALIFORNIA GWG INVESTORS/CUSTOMERS OF WESTERN INTERNATIONAL SECURITIES: CONTACT KT LAW FIRM

May 03, 2024

All Western International Customers in Los Angeles, California Should Review Their Accounts For Losses and Contact KlaymanToskes LOS ANGELES, CA, USA, May 3, 2024 /EINPresswire.com/...

NOTICE TO CAMPBELL CALIFORNIA GWG INVESTORS/CUSTOMERS OF WESTERN INTERNATIONAL SECURITIES: CONTACT KT LAW FIRM

May 03, 2024

All Western International Customers in Campbell, California Should Review Their Accounts For Losses and Contact KlaymanToskes CAMPBELL, CA, USA, May 3, 2024 /EINPresswire.com/ -- National...

NOTICE TO ALL CALIFORNIA GWG INVESTORS/CUSTOMERS OF WESTERN INTERNATIONAL SECURITIES: CONTACT KT LAW FIRM

May 03, 2024

All Western International Customers in California Should Immediately Review Their Accounts For Losses and Contact KlaymanToskes LOS ANGELES, CA, USA, May 3, 2024 /EINPresswire.com/ --...

IMPORTANT NOTICE TO FORMER MERRILL LYNCH BROKERS WHO HAVE DEFERRED COMPENSATION CLAIMS

May 01, 2024

All Merrill Lynch Brokers Who Have Losses Over $100,000 Should Immediately Contact the Law Firm of KlaymanToskes NEW YORK, NY, USA, May 1, 2024 /EINPresswire.com/...

Broker & Advisor Investigations

Broker Misconduct Investigation: Eric Kleiner (Morgan Stanley)

December 18, 2025

National investment loss lawyers KlaymanToskes is investigating barred broker Eric Kleiner (CRD# 4135180) of Morgan Stanley, who is involved in 10 customer complaints, alleging that...

Broker Misconduct Investigation: Mike Jarvis (Legacy Financial Advisors)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mike Jarvis a/k/a Michael William Jarvis (CRD# 2160274) of Legacy Financial Advisors and Cetera Wealth Services. According...

Broker Misconduct Investigation: John Lowry (Spartan Capital Securities)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker John Lowry (CRD# 4336146) of Spartan Capital Securities. According to FINRA BrokerCheck, broker John Lowry, CEO of...

Broker Misconduct Investigation: Eric Dupre (Ameriprise Financial Services)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating barred broker Eric Dupre (CRD# 2174456) of Ameriprise Financial Services, after a customer complaint was filed with the...

Broker Misconduct Investigation: Mark Carter (Carter Financial Group)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mark Carter (CRD# 6387371) of Carter Financial Group and Pruco Securities/Prudential Financial Planning Services after a customer...

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Investigations

Lodging Fund REIT III: Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Lodging Fund REIT III to their customers. Our...

Webull Financial Security Breach (Ten-League International Holdings): Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating potential claims on behalf of Webull Financial customers who suffered significant losses following an alleged account security breach...

Brookfield Real Estate Income Trust (REIT): Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Brookfield Real Estate Income Trust to their customers....

KKR Real Estate Select Trust (KREST): Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in KKR Real Estate Select Trust (KREST) to their...

Ares Industrial Real Estate Income Trust (REIT): Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Ares Industrial Real Estate Income Trust (AIREIT) to...

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