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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO WESTERN INTERNATIONAL SECURITIES CUSTOMERS: PLEASE CONTACT THE LAW FIRM OF KLAYMANTOSKES

March 14, 2024

ALL WESTERN INTERNATIONAL CUSTOMERS SHOULD IMMEDIATELY REVIEW THEIR ACCOUNTS FOR LOSSES NEW YORK, NY, USA, March 14, 2024 /EINPresswire.com/ -- National investment loss and securities...

IMPORTANT NOTICE TO AVINGER INVESTORS AND AEGIS CAPITAL CUSTOMERS: PLEASE CONTACT THE LAW FIRM OF KLAYMANTOSKES

March 05, 2024

ALL AEGIS CAPITAL CUSTOMERS AND AVINGER INVESTORS SHOULD IMMEDIATELY REVIEW THEIR ACCOUNTS FOR LOSSES NEW YORK, NY / ACCESSWIRE / March 5, 2024 / National investment...

IMPORTANT NOTICE TO SCF SECURITIES CUSTOMERS: PLEASE CONTACT THE LAW FIRM OF KLAYMANTOSKES

March 04, 2024

ALL SCF SECURITIES CUSTOMERS SHOULD IMMEDIATELY REVIEW THEIR ACCOUNTS FOR INVESTMENT LOSSESNEW YORK, NY, USA, March 4, 2024 /EINPresswire.com/ -- National investment loss and securities...

IMPORTANT NOTICE TO NEXT FINANCIAL CUSTOMERS: PLEASE CONTACT THE LAW FIRM OF KLAYMANTOSKES

March 04, 2024

ALL NEXT FINANCIAL CUSTOMERS SHOULD IMMEDIATELY REVIEW THEIR ACCOUNTS FOR INVESTMENT LOSSES NEW YORK, NY, USA, March 4, 2024 /EINPresswire.com/ -- National investment loss and...

IMPORTANT NOTICE TO GROVE POINT FINANCIAL CUSTOMERS: PLEASE CONTACT THE LAW FIRM OF KLAYMANTOSKES

March 04, 2024

ALL GROVE POINT FINANCIAL CUSTOMERS SHOULD IMMEDIATELY REVIEW THEIR ACCOUNTS FOR INVESTMENT LOSSES NEW YORK, NY, USA, March 4, 2024 /EINPresswire.com/ -- National investment loss...

Broker & Advisor Investigations

Broker Misconduct Investigation: Kim Kunz (WestPark Capital)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Kim Kunz (CRD# 718618) formerly of WestPark Capital, following the law firm’s filing of a customer complaint...

Broker Misconduct Investigation: Ray Gallette

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Todd Walker (Centaurus Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Todd Walker (CRD# 2503388) of Centaurus Financial Inc. after the law firm’s filing of a customer complaint...

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Investigations

Drake Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Drake Energy Opportunity Fund, LP to their customers....

Elm River Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Elm River Energy Opportunity Fund, LP to their...

Easterly ROCMuni High Income Municipal Bond Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in the Easterly ROCMuni High Income Municipal Bond Fund...

Digital Ally Inc. (NASDAQ: DGLY): Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating unsuitable recommendations of investments in Digital Ally Inc. (NASDAQ: DGLY) by Aegis Capital and other full-service brokerage firms....

Starwood Real Estate Income Trust (SREIT): Investor Loss Investigation

August 01, 2025

Understanding Your Rights: Potential Recovery Options for Starwood (SREIT) Investors National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended...

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