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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO CUSTOMERS OF JIMMY DRIGGERS AND MORGAN STANLEY

April 03, 2024

Please Contact the Law Firm of KlaymanToskes Immediately if You Had an Account with Jimmy Driggers at Morgan Stanley SARASOTA, FL, USA, April 3, 2024...

IMPORTANT NOTICE TO MICROSOFT EMPLOYEES WHOSE FINANCIAL ADVISORS RECOMMENDED A COVERED CALL OPTION STRATEGY: CONTACT KT

March 28, 2024

Did You Lose Your MSFT Stock? Contact KlaymanToskes Immediately Microsoft Corp. (NASDAQ:MSFT) NEW YORK, NY, USA, March 28, 2024 /EINPresswire.com/ -- National investment loss and...

NOTICE TO CUSTOMERS OF DAVID GLIENKE AND WESTERN INTERNATIONAL SECURITIES: PLEASE CONTACT THE LAW FIRM OF KLAYMANTOSKES

March 26, 2024

LOSSES WITH FINANCIAL ADVISOR DAVID GLIENKE AT WESTERN INTERNATIONAL SECURITIES? CONTACT KLAYMANTOSKES WESTLAKE VILLAGE, CA, USA, March 26, 2024 /EINPresswire.com/ -- National investment loss and...

NOTICE TO WESTERN INTERNATIONAL SECURITIES CUSTOMERS IN WESTLAKE VILLAGE, CA: CONTACT THE LAW FIRM OF KLAYMANTOSKES

March 26, 2024

ALL WESTERN INTERNATIONAL CUSTOMERS SHOULD IMMEDIATELY REVIEW THEIR ACCOUNTS FOR LOSSES WESTLAKE VILLAGE, CA, USA, March 26, 2024 /EINPresswire.com/ -- National investment loss and securities...

NOTICE TO CUSTOMERS OF KAREN CHUNG AND WESTERN INTERNATIONAL SECURITIES: PLEASE CONTACT THE LAW FIRM OF KLAYMANTOSKES

March 26, 2024

LOSSES WITH FINANCIAL ADVISOR KAREN CHUNG AT WESTERN INTERNATIONAL SECURITIES? CONTACT KLAYMANTOSKES PASADENA, CA, USA, March 26, 2024 /EINPresswire.com/ -- National investment loss and securities...

Broker & Advisor Investigations

Broker Misconduct Investigation: Amanda Nicole Wiggins (Wells Fargo Clearing Services, LLC)

September 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Amanda Nicole Wiggins (CRD# 5526300) after a customer complaint was filed with the Financial Industry Regulatory Authority...

Broker Misconduct Investigation: Brandon Jerome Larsen (Thrivent Investment Management)

September 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Brandon Jerome Larsen (CRD# 6192239) of Thrivent Investment Management. According to the Financial Industry Regulatory Authority (FINRA), Brandon Larsen...

Broker Misconduct Investigation: David Kluksdal (Capital Financial Solutions)

September 04, 2025

National investment loss lawyers KlaymanToskes is investigating broker David Kluksdal (CRD#: 4850332) of Capital Financial Solutions offering securities through Cetera Wealth Services LLC. Broker David...

Broker Misconduct Investigation: Hoss Esmaeili (Cambridge Investment Research)

September 04, 2025

National investment loss lawyers KlaymanToskes is investigating broker Hoss Esmaeili a/k/a Hossien Esmaeili (CRD#: 5581440) formerly of Cambridge Investment Research, Inc. Broker Hoss Esmaeili formerly...

Broker Misconduct Investigation: Victor Sibilla (Westpark Capital)

September 04, 2025

National investment loss lawyers KlaymanToskes is investigating broker Victor Sibilla (CRD#: 1783361) of Westpark Capital, Inc. Broker Victor Sibilla of Westpark Capital is currently the...

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Investigations

Prestige Funds: Investor Loss Investigation

September 03, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who recommended investments in the Prestige Funds or Paramount Management Group to their...

NB Flats DST: Investor Loss Investigation

August 17, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in NB Flats DST (also known as Alpine Flats)...

UBS Range Target Profit Forwards (RTPFs): Investor Loss Investigation

August 10, 2025

National investment loss lawyers KlaymanToskes is investigating UBS and financial advisors who unsuitably recommended investments in UBS’s Range Target Profit Forwards (RTPFs) to their customers....

World Golf Village: Investor Loss Investigation

August 10, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in World Golf Village to their customers. Our law...

RK AVLI at Crosstown Center DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in RK AVLI at Crosstown Center DST to their...

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