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Securities Litigation News & Press Releases

As of Sunday, March 8, 2026

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you've lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

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ATTENTION CROWN CAPITAL SECURITIES GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims for GPB Investment Losses

NEW YORK, Nov. 17, 2021 (GLOBE NEWSWIRE) — National investor fraud law firm, KlaymanToskes (“KT”), is investigating FINRA arbitration claims on behalf of investors who were solicited to purchase millions of dollars in GPB Capital Holdings (“GPB”). Brokerage firms such as Crown Capital sold and marketed non-registered private placement notes…
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ATTENTION ROYAL ALLIANCE GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Continues Pursuit of FINRA Arbitration Claims Seeking Millions in GPB Capital Losses Against Royal Alliance as GPB Capital Develops Plan to Return Investor Funds

NEW YORK, Nov. 12, 2021 (GLOBE NEWSWIRE) — National investor fraud law firm, KlaymanToskes (“KT”), continues to investigate and pursue FINRA arbitration claims on behalf of investors who were solicited to purchase millions of dollars in GPB Capital Holdings (“GPB”), including a claim seeking damages up to $5,000,000 against Royal…
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GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Continues Investigation of Alleged Ponzi Scheme GPB Capital, Pursues Millions in Damages Against Brokerage Firms in FINRA Arbitration Claims for GPB Capital Investment Losses

NEW YORK, Nov. 12, 2021 (GLOBE NEWSWIRE) — National investor fraud law firm, KlaymanToskes (“KT”), continues its investigation on behalf of investors who were recommended to purchase the alleged Ponzi-like scheme GPB Capital resulting from recommendations from full-service brokerage firms. KT strongly encourages investors who purchased GPB Capital to consider…
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MICHAEL SHILLIN INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Commences Investigation of Financial Advisor Michael Shillin in Light of SEC lawsuit and FINRA bar

WISCONSIN, Oct. 28, 2021 (GLOBE NEWSWIRE) — National investor fraud law firm, KlaymanToskes (“KT”), has commenced an investigation of potential FINRA arbitration claims of financial advisor Michael Shillin in light of the Securities & Exchange Commission’s (“SEC”) ongoing lawsuit and Michael Shillin’s previous bar from FINRA. In September 2021, the…
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GPB CAPITAL INVESTOR ALERT: National Investor Fraud Law Firm KlaymanToskes Continues to Investigate and Pursue Millions of Dollars in FINRA Arbitration Claims for Investors

NEW YORK, Aug. 24, 2021 (GLOBE NEWSWIRE) — National investor fraud law firm, KlaymanToskes (“KT”), continues to investigate and pursue FINRA arbitration claims on behalf of investors who were solicited to purchase millions of dollars of private placement securities in GPB Holdings, LP in the form of notes. GPB Capital sold and marketed…
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NOTICE TO GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Pursues Claim Seeking Over $1,000,000 for GPB Capital Losses, Continues to Investigate FINRA Arbitration Claims for Investors

BOCA RATON, Fla., Aug. 23, 2021 (GLOBE NEWSWIRE) — National investor fraud law firm, KlaymanToskes (“KT”), continues to investigate and pursue FINRA arbitration claims on behalf of investors who were solicited to purchase millions of dollars of private placement securities in GPB Capital Holdings (“GPB”) in the form of notes, including…
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NOTICE TO HAENA PARK PHAETRA FUNDS INVESTORS: National Investor Fraud Law Firm KlaymanToskes Is Investigating Individual Securities Arbitration Claims in Excess of $100,000 in Light of the Recently Filed Class Action Complaint Against Interactive Brokers

SAN FRANCISCO, Aug. 20, 2021 (GLOBE NEWSWIRE) — National investor fraud law firm, KlaymanToskes (“KT”), is investigating on behalf of investors of Haena Park’s Phaetra Funds Ponzi-like scheme in light of the recently filed Class Action Complaint against Interactive Brokers (Benjamin Chang v. Interactive Brokers LLC, N.D. Cal., Case No.…
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NOTICE TO GPB CAPITAL INVESTORS: National Investor Fraud Law Firm KlaymanToskes Pursues Claim Seeking Damages Up to $5,000,000 Against Royal Alliance for GPB Capital Losses, Continues to Investigate FINRA Arbitration Claims for Investors

BOCA RATON, Fla., Aug. 20, 2021 (GLOBE NEWSWIRE) — National investor fraud law firm, KlaymanToskes (“KT”), continues to investigate and pursue FINRA arbitration claims on behalf of investors who were solicited to purchase millions of dollars of private placement securities in GPB Capital Holdings (“GPB”) in the form of notes, including a claim (FINRA…
| Press Release

NOTICE TO GPB CAPITAL INVESTORS: The Securities Arbitration Law Firm of KlaymanToskes Continues to Investigate Claims on Behalf of Investors Who Purchased GPB Capital Through Advisors of TD AMERITRADE ADVISORDIRECT® Referral Program

BOCA RATON, Fla., Aug. 17, 2021 (GLOBE NEWSWIRE) — National investor fraud law firm, KlaymanToskes (“KT”), continues to investigate and pursue FINRA arbitration claims against TD Ameritrade on behalf of investors who sustained losses in GPB Holdings, LP and other related non-registered private placement securities, as a result of recommendations…
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DAVID LERNER INVESTOR ALERT: KlaymanToskes Continues to Investigate Unsuitable Concentration in Proprietary Products Invested in Energy 11 LP, Energy Resource 12 LP and Spirit of America Fund Which Resulted in Losses in Excess of $250,000

NEW YORK, Aug. 03, 2021 (GLOBE NEWSWIRE) — National securities fraud law firm, KlaymanToskes (“KT”), continues to investigate David Lerner Associates for the unsuitable concentration in proprietary products invested in non-traded Oil & Gas Investments offered exclusively to its clients, which include Energy 11 LP, Energy Resource 12 LP, and Spirit of America…

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