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Securities Litigation News & Press Releases

As of Saturday, April 18, 2026

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you've lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

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ATTENTION FORMER CUSTOMERS OF WALTER SCOTT HALL AT COASTAL EQUITIES’ MEMPHIS TENNESSEE BRANCH: National Investment Fraud Lawyers KlaymanToskes Investigates Terminated Broker in Light of Alleged Promissory Note Misconduct

MEMPHIS, March 07, 2022 (GLOBE NEWSWIRE) — National investment fraud lawyers KlaymanToskes is investigating former broker Walter Scott Hall in light of his recent termination from Coastal Equities for alleged promissory note misconduct. Hall was registered with Coastal Equities in their Memphis, Tennessee branch from September 2020 to February 2022.…

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ATTENTION INFINITY Q DIVERSIFIED ALPHA FUND INVESTORS: National Investment Fraud Lawyers KlaymanToskes Commences Investigation of Full-Service Brokerage Firms that Sold Funds at Center of Massive Valuation Fraud

NEW YORK, Feb. 25, 2022 (GLOBE NEWSWIRE) — National investment fraud lawyers KlaymanToskes is investigating individual securities arbitration claims on behalf of investors who sustained losses in the Infinity Q Diversified Alpha Fund (NASDAQ: IQDAX) and Infinity Q Volatility Alpha Fund that were purchased through full-service brokerage firms. This month,…

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National Investment Fraud Lawyers KlaymanToskes Applauds FINRA’s Audit of Its Arbitrator Selection Process

NEW YORK–(BUSINESS WIRE)–National investment fraud lawyers KlaymanToskes expresses its approval of the Financial Industry Regulatory Authority’s (“FINRA”) decision to audit its dispute resolution forum’s arbitration selection process. The independently performed audit will examine how FINRA’s Dispute Resolution Services complied with its own rules, policies, and procedures, and the self-regulatory organization…

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NOTICE TO FORMER CUSTOMERS OF DARRYL COHEN AT MORGAN STANLEY: Please Contact National Investment Fraud Lawyers KlaymanToskes to Inquire about Its Investigation Regarding Barred Broker’s Defrauding of Pro Athletes

LOS ANGELES, Feb. 22, 2022 (GLOBE NEWSWIRE) — National investment fraud lawyers KlaymanToskes encourages former customers of Darryl Cohen at Morgan Stanley (NYSE: MS) to contact the firm regarding its investigation of the barred broker accused of account mismanagement and selling away within professional athletes’ accounts. As recently reported by…

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ATTENTION PROFESSIONAL ATHLETES: National Investment Fraud Lawyers KlaymanToskes Cautions Against Financial Advisor Fraud

LOS ANGELES–(BUSINESS WIRE)–National investment fraud lawyers KlaymanToskes notifies NBA, MLB, and other professional athletes to protect themselves against securities fraud in light of the ongoing fraudulent schemes impacting athletes today. According to securities attorney Lawrence L. Klayman, Esq., “With the record amount of money in sports, professional athletes are increasingly…

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NOTICE TO TALKSPACE INVESTORS: National Investment Fraud Lawyers KlaymanToskes Is Investigating Individual Securities Arbitration Claims in Excess of $250,000 Against Full-Service Brokerage Firms that Sold Customers Large, Concentrated Positions in Talkspace

NEW YORK, Feb. 09, 2022 (GLOBE NEWSWIRE) — National investment fraud lawyers KlaymanToskes (“KT”) is investigating individual securities arbitration claims on behalf of investors who sustained losses in holding concentrated positions in Talkspace, Inc. (NASDAQ: TALK) through full-service brokerage firms. Talkspace’s opening day stock price was listed at $8.90, but…

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ATTENTION FORMER CUSTOMERS OF DENNIS PHILLIP AYRE: National Investment Fraud Lawyers KlaymanToskes Investigates Former California-Based Securities Broker Dennis Phillip Ayre for Unsuitable Investments in Light of His Recent Ban from Securities Industry

LOS ANGELES, Feb. 09, 2022 (GLOBE NEWSWIRE) — National investment fraud lawyers KlaymanToskes (“KT”) is investigating former broker Dennis Phillip Ayre (“Ayre”) in light of his recent ban from the securities industry. Ayre was most recently registered with Hilltop Securities from August 2019 to July 2020, per his FINRA BrokerCheck.…

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ATTENTION GWG HOLDINGS L BOND INVESTORS: National Investment Fraud Lawyers KlaymanToskes Investigates Full-Service Brokerage Firms that Sold GWG Holdings’ L Bonds in Light of the Company’s Missed Interest and Principal Payments, Ongoing SEC Investigation

NEW YORK, Feb. 07, 2022 (GLOBE NEWSWIRE) — National investment fraud lawyers KlaymanToskes (“KT”) is investigating the sales practices of full-service brokerage firms relating to GWG Holdings, Inc. (NASDAQ: GWGH) (“GWG”) in light of the company’s recent SEC filing announcing its missed interest and principal payments regarding its L bonds.…

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FINRA Arbitration Helps, Not Harms Investors: National Investment Fraud Lawyers KlaymanToskes Comment on Georgia Court’s Reversal of Wells Fargo Award and Supports Securities Regulator’s Dispute Resolution Forum

NEW YORK, Feb. 03, 2022 (GLOBE NEWSWIRE) — National investment fraud lawyers KlaymanToskes express their support for the Financial Industry Regulatory Authority’s (“FINRA”) arbitration forum. On January 25, 2022, a judge in Georgia state court issued an Order overturning an arbitration award in favor of Wells Fargo (NYSE: WFC) which…

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