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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE: KlaymanToskes Expands Investigation Into SunPower Corporation Investment Losses On Behalf Of SPWR Investors

January 23, 2025

Did Your Financial Advisor Recommend SunPower Investments? Contact KlaymanToskes Immediately NEW YORK, NY / ACCESS Newswire / January 23, 2025 / National investment loss and securities law firm KlaymanToskes continues...

IMPORTANT NOTICE TO EMERSON EQUITY CUSTOMERS WHO SUFFERED LOSSES IN GWG L BONDS

January 17, 2025

If You Purchased GWG L Bonds Through Emerson Equity, Contact KlaymanToskes Immediately LOS ANGELES, CA, UNITED STATES, January 17, 2025 /EINPresswire.com/ -- National investment loss...

IMPORTANT NOTICE TO CUSTOMERS OF LPL FINANCIAL WHO SUFFERED LOSSES DUE TO FINANCIAL MISMANAGEMENT

January 17, 2025

If You Suffered Losses Due to LPL Financial’s Failure to Act in Your Best Interest, Please Contact the Law Firm of KlaymanToskes NEW YORK, NY,...

IMPORTANT NOTICE TO CUSTOMERS OF ROBERT VANCE/MOLONEY SECURITIES WHO PURCHASED GWG L BONDS

January 17, 2025

If You Suffered Losses With Moloney Securities/Financial Advisor Robert Vance, Please Contact the Law Firm of KlaymanToskes LOS ANGELES, CA, UNITED STATES, January 17, 2025...

KT Law Files $5 Million Deferred Compensation Claim Against Merrill Lynch for ERISA Violations

January 17, 2025

Merrill Advisors with Losses Over $100,000 Should Contact KlaymanToskes Immediately NEW YORK, NY / ACCESS Newswire / January 17, 2025 / National investment loss and securities attorneys KlaymanToskes announces the...

Broker & Advisor Investigations

Broker Misconduct Investigation: Eric Kleiner (Morgan Stanley)

December 18, 2025

National investment loss lawyers KlaymanToskes is investigating barred broker Eric Kleiner (CRD# 4135180) of Morgan Stanley, who is involved in 10 customer complaints, alleging that...

Broker Misconduct Investigation: Mike Jarvis (Legacy Financial Advisors)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mike Jarvis a/k/a Michael William Jarvis (CRD# 2160274) of Legacy Financial Advisors and Cetera Wealth Services. According...

Broker Misconduct Investigation: John Lowry (Spartan Capital Securities)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker John Lowry (CRD# 4336146) of Spartan Capital Securities. According to FINRA BrokerCheck, broker John Lowry, CEO of...

Broker Misconduct Investigation: Eric Dupre (Ameriprise Financial Services)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating barred broker Eric Dupre (CRD# 2174456) of Ameriprise Financial Services, after a customer complaint was filed with the...

Broker Misconduct Investigation: Mark Carter (Carter Financial Group)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mark Carter (CRD# 6387371) of Carter Financial Group and Pruco Securities/Prudential Financial Planning Services after a customer...

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Investigations

Lodging Fund REIT III: Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Lodging Fund REIT III to their customers. Our...

Webull Financial Security Breach (Ten-League International Holdings): Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating potential claims on behalf of Webull Financial customers who suffered significant losses following an alleged account security breach...

Brookfield Real Estate Income Trust (REIT): Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Brookfield Real Estate Income Trust to their customers....

KKR Real Estate Select Trust (KREST): Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in KKR Real Estate Select Trust (KREST) to their...

Ares Industrial Real Estate Income Trust (REIT): Investor Loss Investigation

December 19, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Ares Industrial Real Estate Income Trust (AIREIT) to...

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