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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO CUSTOMERS OF WILLIAM DUFFY WHO PURCHASED GWG L BOND INVESTMENTS

November 04, 2024

If You Suffered Losses With Financial Advisor William Duffy Contact the Law Firm of KlaymanToskes LOS ANGELES, CA, UNITED STATES, November 4, 2024 /EINPresswire.com/ --...

IMPORTANT NOTICE TO INVESTORS WHO PURCHASED ICAP INVESTMENTS

November 04, 2024

If You Suffered Losses in iCap Investments Contact KlaymanToskes Immediately AUSTIN, TX, UNITED STATES, November 4, 2024 /EINPresswire.com/ -- National investment loss and securities lawyers KlaymanToskes issues...

IMPORTANT NOTICE TO WESTERN INTERNATIONAL SECURITIES CUSTOMERS WHO PURCHASED GWG L BOND INVESTMENTS

November 01, 2024

Did Your Western International Securities Financial Advisor Recommend Investments in GWG L Bonds? Contact KlaymanToskes Immediately LOS ANGELES, CA, UNITED STATES, November 1, 2024 /EINPresswire.com/...

IMPORTANT NOTICE TO CUSTOMERS OF JEFFREY NOARD WHO PURCHASED GWG L BOND INVESTMENTS

October 31, 2024

If You Suffered Losses With Financial Advisor Jeffrey Noard Contact the Law Firm of KlaymanToskes MILWAUKEE, WI, UNITED STATES, October 31, 2024 /EINPresswire.com/ -- National...

Important Notice: If Your Financial Advisor Recommended T-Rex 2X Inverse Nvidia Daily Target ETF Please Contact KT Law

October 31, 2024

KlaymanToskes Investigates Investor Losses Following NVDQ's 96% Stock Decline NEW YORK, NY / ACCESSWIRE / October 31, 2024 / National investment loss and securities law firm KlaymanToskes has...

Broker & Advisor Investigations

Broker Misconduct Investigation: Kim Kunz (WestPark Capital)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Kim Kunz (CRD# 718618) formerly of WestPark Capital, following the law firm’s filing of a customer complaint...

Broker Misconduct Investigation: Ray Gallette

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Todd Walker (Centaurus Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Todd Walker (CRD# 2503388) of Centaurus Financial Inc. after the law firm’s filing of a customer complaint...

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Investigations

Drake Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Drake Energy Opportunity Fund, LP to their customers....

Elm River Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Elm River Energy Opportunity Fund, LP to their...

Easterly ROCMuni High Income Municipal Bond Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in the Easterly ROCMuni High Income Municipal Bond Fund...

Digital Ally Inc. (NASDAQ: DGLY): Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating unsuitable recommendations of investments in Digital Ally Inc. (NASDAQ: DGLY) by Aegis Capital and other full-service brokerage firms....

Starwood Real Estate Income Trust (SREIT): Investor Loss Investigation

August 01, 2025

Understanding Your Rights: Potential Recovery Options for Starwood (SREIT) Investors National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended...

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