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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO LPL FINANCIAL CUSTOMERS WHO SUFFERED LOSSES IN ALTERNATIVE INVESTMENTS

August 13, 2024

Investment Losses at LPL Financial Due to Unsuitable Investment Advice? Contact KlaymanToskes Immediately LPL Financial Holdings Inc. (NASDAQ:LPLA) NEW YORK, NY, USA, August 13, 2024...

IMPORTANT NOTICE TO NEWBRIDGE SECURITIES/PETER GOFFIN CUSTOMERS WHO SUFFERED LOSSES IN GWG L BONDS

August 13, 2024

Investment Losses with Peter Goffin/Newbridge Securities? Contact KlaymanToskes Immediately NEW YORK, NY, USA, August 13, 2024 /EINPresswire.com/ -- National investment loss and securities attorneys KlaymanToskes is investigating...

IMPORTANT NOTICE TO CUSTOMERS OF FINANCIAL ADVISOR GREGORY WHELAN/MERRILL LYNCH

August 13, 2024

If You Suffered Losses With Financial Advisor Gregory Whelan Contact the Law Firm of KlaymanToskes Bank of America Corp. (NYSE:BAC) PALM BEACH, FL, USA, August...

NOTICE TO DEXCOM INVESTORS WHO SUFFERED SIGNIFICANT LOSSES: KT LAW URGES INVESTORS TO EXPLORE ALL THEIR LEGAL OPTIONS

August 06, 2024

KlaymanToskes Offers FINRA Arbitration as an Additional Recovery Option for Investors with Substantial Losses in DexCom Inc. DexCom, Inc. (NASDAQ:DXCM) NEW YORK, NY, USA, August...

IMPORTANT NOTICE TO TESLA SHAREHOLDERS/EMPLOYEES WHOSE FINANCIAL ADVISORS RECOMMENDED A COVERED CALL OPTION STRATEGY

August 06, 2024

Did You Lose Your TSLA Stock? Contact KlaymanToskes Immediately Tesla Inc. (NASDAQ:TSLA) NEW YORK, NY, USA, August 6, 2024 /EINPresswire.com/ -- National investment loss and...

Broker & Advisor Investigations

Broker T. Sloan Thompson: Lawsuit Investigation, $5.5M in Settlements, 39 Customer Disputes

July 11, 2025

Terry Sloan Thompson (CRD# 2588490), a former broker with Truist Investment Services, has been named in over 39 investor complaints, with at least 33 resulting...

Broker Misconduct Investigation: Aubrey Parker (Wells Fargo Advisors)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Aubrey Parker of Wells Fargo Advisors and Wells Fargo Clearing Services (CRD# 2454088). According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Michael Rudio (LPL Financial/Purshe Kaplan Sterling Investments)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Michael Rudio (CRD# 6322313) formerly of LPL Financial. Broker Michael Rudio is currently associated with Purshe Kaplan...

Broker Misconduct Investigation: Jeffrey Bangerter (Concorde Investment Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Jeffrey Bangerter (CRD# 1687028) of Concorde Investment Services. According to FINRA BrokerCheck, broker Jeffrey Bangerter of Concorde...

Broker Misconduct Investigation: Walter Schram (UBS Financial Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Walter Schram (CRD# 1728096) formerly of UBS Financial Services Inc. Schram is currently registered as a broker...

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Investigations

Legion Capital Corporation: Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Legion Capital Corporation (OTCPK: LGCP) stocks and bonds....

Zona Energy Inc. (Arete Wealth): Investor Loss Investigation

July 09, 2025

Investment Losses in Zona Energy Inc.? Contact KlaymanToskes for Recovery Options National investment loss lawyers KlaymanToskes is investigating Arete Wealth Management and financial advisors who...

Medical Properties Trust (REIT): Investor Loss Investigation

July 09, 2025

What is Medical Properties Trust (REIT)? Medical Properties Trust, Inc. (“MPT”) is a publicly traded real estate investment trust (“REIT”) that primarily invests in hospitals...

Dynamic Absolute Return Fund (Dynamic Alpha Fund): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating losses sustained by investors in the Dynamic Absolute Return Fund (DARF), formerly known as the Dynamic Alpha Fund,...

MRC HV Investors, LLC (Madison Realty Heritage Village): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in MRC HV Investors, LLC, a private placement offering connected to Heritage...

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