National investment loss lawyers KlaymanToskes reports broker/investment advisor Michael Andrew Trethewey (CRD# 2964914) has been terminated by Wells Fargo Clearing Services, where he was registered from 2018 to 2023 in Boston, MA. Tretheway is currently registered as a broker and investment advisor with Prospera Financial Services in Fort Lauderdale, FL.
Investors that suffered losses with Michael Andrew Trethewey and/or any other broker at Wells Fargo Clearing Services may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Michael Tretheway was previously hit with five customer complaints, one of which alleged misrepresentation with respect to his recommendation for his customer to liquidate their annuities, resulting in tax ramifications. The complaint was settled in favor of the investor for $135,000. His remaining complaints all alleged unsuitable investment recommendations, among other allegations, but were either closed or denied.
According to FINRA BrokerCheck, Michael Andrew Trethewey was discharged from Wells Fargo Clearing Services on March 10th, 2023 due to allegations that during a firm investigation he disclosed that he made a personal outside investment without prior approval by the Firm.
Investors that suffered losses with Michael Andrew Trethewey and/or any other broker at Wells Fargo Clearing Services may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered more than $250 million for investors in FINRA arbitrations and over $350 million in other securities litigation matters for its clients. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com