LOST MONEY IN GWG L BONDS? CLICK HERE TO LEARN MORE

Joshua Ugaste Terminated From First Command Brokerage Services For Allegedly Selling Securities Without Proper Licenses

If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*

Need Legal Help? Contact Us. Call +1 (888) 997-9956
Updated on: May 17, 2023

Investment Losses With Joshua David Ugaste? Contact KlaymanToskes

National investment loss lawyers KlaymanToskes reports broker/investment advisor Joshua David Ugaste (CRD# 7004102) has been terminated by First Command Brokerage Services, where he was registered from 2019 to 2023 in Columbus, GA. 

Investors that suffered losses with Joshua David Ugaste and/or any other broker at First Command Brokerage Services may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Joshua Ugaste Terminated From First Command Brokerage

According to FINRA BrokerCheck, Joshua David Ugaste was discharged from First Command Brokerage Services on February 28th, 2023 due to allegations that he made false or artificial entries on First Command books and records, and sold securities without appropriate licenses and state registrations.

Investment Losses at First Command Brokerage? Contact KlaymanToskes

Investors that suffered losses with Joshua David Ugaste and/or any other broker at First Command Brokerage Services may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

About KlaymanToskes

KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered more than $250 million for investors in FINRA arbitrations and over $350 million in other securities litigation matters for its clients. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.

Contact

KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com