National investment loss lawyers KlaymanToskes is investigating Joseph Muller (CRD# 6092175) of CP Wealth Management and Moloney Securities Co., Inc. following the filing of a customer complaint alleging $150,000 in investor damages due to unsuitable investment recommendations and negligence.
Investors that suffered losses with Joseph Muller may be entitled to a financial recovery. Contact attorney Lawrence L. Klayman for a free consultation at (888) 997-9956 or lawrence@klaymantoskes.com to discuss your recovery options. We do not collect attorney’s fees unless we obtain a financial recovery for you.
According to FINRA BrokerCheck, Joseph Richard Muller is currently registered as a broker/investment advisor with Moloney Securities Co., Inc., and is doing business as CP Wealth Management in Manchester, MO.
Muller has one customer complaint disclosed which is currently pending and alleges $150,000 in damages. The customer alleges unsuitability and negligence.
Brokerage firms and their brokers/financial advisors have a fiduciary responsibility to provide their customers with suitable investment advice that is in the customers’ best interest which meets their investment needs/goals. Investors that have suffered losses as a result of their advisor’s violations of securities rules may hold their brokerage firm and financial professional liable through a FINRA arbitration claim.
Firms and their registered representatives may be liable for a breach of fiduciary duty and/or failure to supervise in the event of non-compliance with the securities industry standards of care for the handling of customer accounts. Investors can learn more about securities violations by visiting our account activity violations and account related violations pages.
Contact KlaymanToskes today at (888) 997-9956 or lawrence@klaymantoskes.com to learn more about the FINRA arbitration process and to discuss recovery options. Consultations are free and we offer legal services on a contingency basis, meaning we do not collect attorney’s fees unless we are able to obtain a recovery for you.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered over $250 million in FINRA arbitrations and over $350 million in other securities litigation matters. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lawrence@klaymantoskes.com
www.klaymantoskes.com