National investor fraud law firm, KlaymanToskes (“KT”), has commenced an investigation (“Jeffrey Dampf PFS Investments, Inc. Investigation”) into former PFS Investments, Inc. broker Jeffrey Dampf stemming from a disciplinary bar disclosed by FINRA. On October 1, 2021, FINRA barred Jeffrey Dampf for refusing to provide on-the-record testimony or produce documents and information requested by FINRA in connection with its investigation into allegations that Jeffrey Dampf misappropriated funds from elderly individuals. In 2020, Jeffrey Dampf was criminally charged with attempted theft for trying to electronically transfer money from an elderly person, with whom he held power of attorney, for Jeffrey Dampf’s personal gain.
Jeffrey Dampf PFS Investments, Inc. and the October 2021 FINRA AWC
According to BrokerCheck, FINRA barred Jeffrey Dampf for refusing to provide on-the-record testimony and failing to respond to FINRA’s request for documents and information related to allegations that Jeffrey Dampf misappropriated funds from elderly individuals. On October 1, 2021, FINRA barred Jeffrey Dampf from association with any FINRA member in any capacity.
Jeffrey Dampf was formerly registered with PFS Investments, Inc. (Totowa, NJ) from October 2009 through September 2021, when he was permitted to resign after allegations surfaced that ultimately led to his bar from the industry.
Invest with Jeffrey Dampf at PFS Investments, Inc.?
Former customers of ex-PFS Investments, Inc. broker Jeffrey Dampf with information related to funds withdrawn from their account by Jeffrey Dampf and/or with investment losses that exceed $100,000 are encouraged to contact Lawrence L. Klayman, Esq., at (561) 542-5131, and download our Special Investor Report.
KT is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. KT has recovered more than $220 million for investors in FINRA arbitrations. KT has office locations in California, Florida, New York, and Puerto Rico.
Lawrence L. Klayman, Esq. (561) 542-5131