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James Cvetkovic Terminated From Stifel, Nicolaus & Co. For Alleged Unauthorized Trading

May 18, 2023

Investment Losses With James Allen Cvetkovic? Contact KlaymanToskes

National investment loss lawyers KlaymanToskes reports broker/investment advisor James Allen Cvetkovic (CRD# 5387856) has been terminated by Stifel, Nicolaus & Company, Inc., where he was registered from 2009 to 2023 in Canfield, OH. 

Investors that suffered losses with James Allen Cvetkovic and/or any other broker at Stifel, Nicolaus & Co. may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.`

James Cvetkovic Terminated From Stifel, Nicolaus & Co.

According to FINRA BrokerCheck, James Allen Cvetkovic was discharged from Stifel, Nicolaus & Co. on February 28th, 2023 due to allegations that he utilized a customer’s personal identifying information to register and enroll the customer on a third party annuity provider’s website. Cvetkvic allegedly engaged in this activity without the customer’s knowledge or authorization.

Investment Losses at Stifel, Nicolaus & Co.? Contact KlaymanToskes

Investors that suffered losses with James Allen Cvetkovic and/or any other broker at Stifel, Nicolaus & Co. may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

About KlaymanToskes

KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered more than $250 million for investors in FINRA arbitrations and over $350 million in other securities litigation matters for its clients. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.

Contact

KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com