National investment fraud lawyers KlaymanToskes issues an investor alert to customers of Donna Maria Seymour (CRD# 1714302) after the broker received two investor complaints seeking damages from GWG L Bond investments. According to FINRA Brokercheck, both complaints were filed by customers of Ingram Advisory Services and Centaurus Financial, Inc. in Winter Haven, FL.
The investors who filed complaints against Donna Maria Seymour include elderly retirees who sought out conservative, low-risk investments to help support themselves and their families. Instead, Seymour recommended the high-commission and high-risk GWG L bonds. GWG filed for bankruptcy in April 2022, leaving the investors without interest payments or access to their principal.
If you have suffered investment losses with Winter Haven, FL broker Donna Seymour at Ingram Advisory Services and/or Centaurus Financial, you are encouraged to contact attorney Lawrence L. Klayman, Esq. at (888) 997-9956 or email@example.com to discuss recovery options at no cost.
According to the Financial Industry Regulatory Authority (FINRA), brokerage firms and their financial advisors have an affirmative duty to identify and disclose potential conflicts of interest to their customers. Examples of a conflict of interest are:
The recommendation of unsuitable, high-commission products is a conflict of interest because the brokerage firm and financial advisor failed to act in the best interest of their customer.
KlaymanToskes encourages investors who did business with Donna Maria Seymour, Centaurus Financial and/or Ingram Advisory Services’ Winter Haven, FL branches to review their accounts for investment losses.
Investors that suffered significant losses should contact attorney Lawrence L. Klayman, Esq., at 888-997-9956, or firstname.lastname@example.org to discuss their recovery options.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered over $250 million in FINRA arbitrations and over $350 million in other securities litigation matters. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
Lawrence L. Klayman, Esq.