Our Law Firm is investigating potential claims on behalf of investors who invested in GEM Capital municipal bond arbitrage funds. Beginning in 2001, GEM Capital dedicated a substantial part of its alternative investment efforts toward municipal bonds and municipal bond arbitrage. Our investigation shows that GEM Capital, a registered investment advisor, was the first firm to offer a municipal bond arbitrage fund of funds, which it launched in 2005. GEM Capital Funds eventually became affordable for many retail clients, as it repackaged its services in funds of funds, some of which allowed investors to get in the funds with as little as $100,000. However, some investors who were solicited to invest in GEM Capital Funds may have been unaware of the true risks associated with the arbitrage strategy employed in the products. Accordingly, KlaymanToskes is investigating whether misrepresentations or omissions of fact were made in connection with sales of GEM Capital municipal bond arbitrage funds.
Founding Partner, KlaymanToskes
Lawrence L. Klayman
Managing and founding partner at KlaymanToskes. Former Wall Street securities broker with decades of experience representing high‑net‑worth and institutional investors nationwide. Has recovered over a quarter‑billion dollars for aggrieved investors and is frequently quoted in leading financial publications, including The Wall Street Journal, The New York Times, and Barron’s.
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