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National investment loss lawyers KlaymanToskes reports broker/investment advisor Edward Thomas Munoz (CRD# 5377729) has been terminated by LPL Financial, where he was registered from 2021 to 2023 in East Brunswick, NJ.
Investors that suffered losses with Edward Thomas Munoz and/or any other broker at LPL Financial may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
According to FINRA BrokerCheck, Edward Thomas Munoz was discharged from LPL Financial on March 3rd, 2023 due to allegations that he used a firm-unapproved messaging application to communicate with a customer.
Munoz was previously hit with two customer complaints. In his most recent complaint, the customer alleged poor recommendations and gross incompetence of his account while invested with Principal Securities. The complaint was settled in favor of the investor for $95,862.13. Munoz’s second complaint was settled for $157,662.46 and alleged that the customer’s account was invested aggressively, which resulted in poor performance and losses.
Investors that suffered losses with Edward Thomas Munoz and/or any other broker at LPL Financial may have recovery options. Contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or lklayman@klaymantoskes.com for a free consultation to discuss legal options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered more than $250 million for investors in FINRA arbitrations and over $350 million in other securities litigation matters for its clients. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com