If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*
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Our law firm is investigating claims against FINRA brokerage firm Great American Advisors, involving its former registered representative David Brouwer. According to our firm’s investigation, Brouwer made material misrepresentations about and failed to disclose certain material risks associated with equity-linked notes that he recommended as investments to certain customers in 2007 and 2008 while Brouwer was a registered representative with Great American Advisors.
In 2011, the SEC issued against Brouwer an Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21c of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. The Order barred Brouwer from any broker dealer and investment advisor.
If you sustained losses by investing with Great American Advisors and David Brouwe, you may be able to obtain a recovery by filing an individual securities arbitration claim. For a free consultation, contact our law firm, toll free, at 888-997-9956.