National investment fraud lawyers KlaymanToskes is investigating broker Bryan P. Lubitz (CRD# 4381244) of Equitable Advisors following the filing of a recent customer complaint alleging $139,224 in damages, along with five previous customer complaints.
According to FINRA Brokercheck, Bryan Preston Lubitz was previously associated with the following brokerage firms:
If you suffered investment losses with Bryan P. Lubitz at Equitable Advisors and/or while he was affiliated with Aegis Capital, Newbridge Securities, and/or Trident Partners, you are encouraged to contact attorney Lawrence L. Klayman, Esq. at (888) 997-9956 or lklayman@klaymantoskes.com for a free and confidential consultation to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Filed on 1/18/2023: Pending – Investor alleges $139,224.00 in damages and suitability, churning, breach of fiduciary duty, breach of contract, unauthorized trading, negligence, misrepresentation, and omission of material facts at Aegis Capital Corp.
Filed on 3/08/2022: Denied – Investor alleged $71,000 in damages and unsuitable recommendations and investments at Aegis Capital Corp.
Filed on 6/09/2021: Settled – Investor alleged suitability; complaint settled in favor of the investor for $9,999.00 at Aegis Capital Corp.
Filed on 12/15/2014: Settled – Investor alleged breach of fiduciary duty, negligence, including failure to make suitable investment recommendations, failure to supervise and breach of contract; complaint settled in favor of the investor for $100,000 at Newbridge Securities.
Filed on 11/08/2013: Settled – Investor alleged that Lubitz’s failure to use stop loss orders caused the customer to sustain losses of $120,609.24; complaint settled in favor of the investor for $65,000 at Trident Partners.
5/16/2011: Withdrawn- Investor alleged $100,000 in damages and churning, unsuitable use of margin, and breach of fiduciary duty at Trident Partners.
Stockbrokers and their firms are responsible for providing suitable investment advice in compliance with Financial Industry Regulatory Authority (FINRA) rules and guidelines.
In the event of non-compliance with securities industry standards leading to a customer incurring investment losses, brokers/financial advisors and their firms may be held liable through a FINRA arbitration claim.
Our firm believes FINRA arbitration is to be the most ideal path for investors seeking to recover investment losses, as arbitration is a more efficient and productive use of investors’ time and resources over a court proceeding.
Investors that suffered losses due to investment recommendations by Bryan Lubitz are encouraged to contact KlaymanToskes today for a free and confidential consultation at (888) 997-9956, or through email at lklayman@klaymantoskes.com to learn more about the arbitration process.
We offer legal services on a contingency basis, meaning we do not collect attorney’s fees unless we are able to obtain a recovery for you.
KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered over $250 million in FINRA arbitrations and over $350 million in other securities litigation matters. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.
KlaymanToskes, P.A.
Lawrence L. Klayman, Esq.
888-997-9956
lklayman@klaymantoskes.com
www.klaymantoskes.com