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Broker Misconduct Investigation: Michael Christopher Rudio (Purshe Kaplan Sterling Investments)

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Updated on: March 25, 2024

National investment loss lawyers KlaymanToskes is investigating Michael Christopher Rudio of Purshe Kaplan Sterling Investments (CRD #6322313).

According to FINRA BrokerCheck, Michael Christopher Rudio, a registered broker for Purshe Kaplan Sterling Investments in Atlanta, GA, is under investor complaint alleging that from December 2020 to November 2021, he recommended unsuitable investments in structured products.

Investors that suffered losses with Michael Christopher Rudio (Purshe Kaplan Sterling Investments) are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investor Complaint Filed Against Adviser Michael Rudio for Unsuitable Recommendations

Investment Adviser, Michael Rudio, currently registered with Purshe Kaplan Sterling Investments in Atlanta, Georgia, has been the subject of an investor complaint, according to reports. The complaint alleges that Rudio provided unsuitable investment recommendations to his clients.

Michael Christopher Rudio is facing allegations from claimants who state that between December 2020 and November 2021, he recommended investments in structured products that were unsuitable for them.

Who is Michael Christopher Rudio of Purshe Kaplan Sterling Investments?

Michael Christopher Rudio (CRD# 6322313) is a financial advisor employed with Purshe Kaplan Sterling Investments. According to Rudio’s FINRA BrokerCheck report, Claimants allege that during the time period December 2020 to November 2021, representative recommended unsuitable investments in structured products.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against Michael Christopher Rudio. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with Michael Christopher Rudio, or have concerns regarding your investment portfolio at PURSHE KAPLAN STERLING INVESTMENTS, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.