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Broker Misconduct Investigation: Matthew Ryan Stucke (Cetera Advisor Networks LLC)

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Updated on: March 25, 2024

National investment loss lawyers KlaymanToskes is investigating Matthew Ryan Stucke of Cetera Advisor Networks LLC (CRD #4840895).

According to his FINRA BrokerCheck report, Matthew Ryan Stucke, a registered broker for Cetera Advisor Networks LLC, is facing multiple investor complaints, with the most recent claim alleging that he was negligent in handling client accounts, engaged in high volumes of risky activity using his discretionary authority, and caused alleged damages of $5,000,000.

Investors that suffered losses with Matthew Ryan Stucke (Cetera Advisor Networks LLC) are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Cetera Advisor’s Matt Stucke Faces Multiple Investor Complaints

Matthew Ryan Stucke, a registered broker with Cetera Advisor Networks LLC, based in Milton, Georgia, is currently facing multiple investor complaints. Stucke is alleged to have been negligent in managing client accounts, according to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report.

The most recent Statement of Claim implicates Stucke in the misuse of his discretionary authority, suggesting that he was involved in a high volume of risky activities. This is a serious allegation in the financial industry as brokers are expected to act in the best interests of their clients, prioritizing their financial objectives and risk tolerance over any personal gain.

The customer involved in this most recent complaint is seeking a substantial $5 million in damages. This figure is indicative of the potential severity of the alleged negligence and the potential financial impact it has had on the client’s investment portfolio.

Who is Matthew Ryan Stucke of Cetera Advisor Networks LLC?

Matthew Ryan Stucke (CRD# 4840895) is a financial advisor previously employed with Cetera Advisor Networks LLC. According to Stucke’s FINRA BrokerCheck report, the most recent Statement of Claim alleges the financial professional was negligent in handling client accounts, suggesting the use of his discretionary authority to engage in high volumes of risky activity, with the customer requesting $5,000,000.00 for alleged damages.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against Matthew Ryan Stucke. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with Matthew Ryan Stucke, or have concerns regarding your investment portfolio at CETERA ADVISOR NETWORKS LLC, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.