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Broker Misconduct Investigation: John Gascoyne (Morgan Stanley)

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Updated on: March 15, 2024

National investment loss lawyers KlaymanToskes is investigating John Gascoyne of Morgan Stanley (CRD #1837286).

Former Morgan Stanley broker John Gascoyne, who was registered with the firm in The Woodlands, Texas, from 2009 to 2023, is currently under investigation for misrepresentation related to private equity investments between 2018 and 2020, according to his CRD report.

Investors that suffered losses with John Gascoyne (Morgan Stanley) are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Former Morgan Stanley Broker Accused of Investment Misrepresentation

John Gascoyne, a former broker with Morgan Stanley, is facing allegations of misrepresentation which have reportedly led to investment losses. Gascoyne was registered with Morgan Stanley’s branch in The Woodlands, Texas, from 2009 to 2023. Over the course of his career, Gascoyne has been the subject of four customer complaints spanning from 1997 to 2023, according to his Central Registration Depository (CRD) report. Two of these complaints were denied.

The most recent complaint was lodged in March 2023, with the client alleging misrepresentation in relation to private equity investments made between 2018 and 2020. The case is currently pending. The complaint pertains to managed and wrap accounts, which are investment portfolios that a brokerage manages for a client for a flat fee. The alleged misrepresentation occurred while Gascoyne was registered with Morgan Stanley.

This is not the first time Gascoyne has faced such accusations.

Who is John Gascoyne of Morgan Stanley?

Former Morgan Stanley broker John Gascoyne (CRD# 1837286) is accused of misrepresentation resulting in investment losses. He was registered with Morgan Stanley in The Woodlands, Texas, from 2009 to 2023. He has been the subject of four customer complaints between 1997 and 2023, two of which were denied. The most recent complaint was regarding: March 2023. “Client Alleges, Inter alia, misrepresentation with respect to private equity investments 2018-2020.” The case is currently pending.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against John Gascoyne. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with John Gascoyne, or have concerns regarding your investment portfolio at Morgan Stanley, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.