National investment loss lawyers KlaymanToskes is investigating John Anderson of Anderson Advisors, Inc. (CRD #5922928).
John Anderson, a former broker with Global Financial Private Capital, LLC and currently registered with Anderson Advisors, Inc., is facing two customer complaints alleging unauthorized trades and violation of the Georgia Securities Act, negligent misrepresentation, and breach of fiduciary duty in relation to the purchase of annuity products, with the customers seeking a total of $700,000 in damages.
Investors that suffered losses with John Anderson (Anderson Advisors, Inc.) are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
John Anderson, a former broker at Global Financial Private Capital, LLC, is facing allegations of unauthorized trading. Currently registered with Anderson Advisors, Inc. in Gainesville, Georgia, since 2022, Anderson has a history of being associated with AE Wealth Management, LLC from 2018 to 2023, and with Global Financial Private Capital, LLC from 2011 to 2018.
According to the SEC Investment Adviser Public Disclosure report, Anderson has been the subject of two customer complaints between 2022 and 2023. The most recent complaint, filed in May 2023, alleges that Anderson violated the Georgia Securities Act, engaged in negligent misrepresentation, and breached his fiduciary duty.
The client claims that these violations were in relation to the risks and benefits of the annuity products purchased by them. The alleged misconduct took place between 2018 and 2022, a period during which Anderson was registered with AE Wealth Management, LLC and Global Financial Private Capital, Inc.
The complaint specifically pertains to fixed annuities. The client is currently seeking $600,000 in damages, and the case is still pending. This situation underscores the importance of brokers adhering to the regulations and guidelines set forth by the SEC and other financial regulatory bodies. It also highlights the potential risks and consequences investors face when financial advisors fail to fulfill their fiduciary duties.
John Anderson (CRD #5922928) is a financial advisor currently registered with Anderson Advisors, Inc. He is facing two customer complaints alleging unauthorized trades and violation of the Georgia Securities Act, negligent misrepresentation, and breach of fiduciary duty in relation to the purchase of annuity products, with the customers seeking a total of $700,000 in damages.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against John Anderson. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with John Anderson, or have concerns regarding your investment portfolio at Anderson Advisors, Inc., contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.