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Investment Advisor Misconduct Investigation: Travis Salley (Empirikal Partners)

If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*

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Updated on: August 1, 2024

National investment loss lawyers KlaymanToskes is investigating investment advisor Travis Salley (CRD# 6523971) of Empirikal Partners and Zero Day Capital Enterprises after he was terminated from Emprikal Partners due to allegations of an unapproved outside business activity.

According to the SEC’s AdviserCheck, investment advisor Travis Salley was previously registered with Empirikal Partners from April 2020 to July 2024 in Hattiesburg, MS. Salley is currently employed as an advisor with Zero Day Capital Enterprises in West Point, NY.

Investors that suffered losses with investment advisor Travis Salley are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Investment Advisor Travis Salley?

Investment Losses with Investment Advisor Travis Salley?

Contact KlaymanToskes

Current Information That You Should Know as an Investor:

KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker/advisor misconduct, investment fraud, and securities violations. 

The article linked below contain important information relating to the complaint against investment advisor Travis Salley:

If you suffered losses with investment advisor Travis Salley, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.

The firm has helped recover over $600 million (exclusive of attorneys fees and costs) for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.

Signs Investors Should Look Out For About Their Brokerage/Advisory Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against investment advisor Travis Salley. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following: 

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker/advisor misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker/advisor is not returning your calls or emails
  • You filed a complaint with your investment firm that has not been resolved

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

According to the SEC, investment advisory firms such as Empirikal Partners and Zero Day Capital Enterprises are responsible for the supervision of all of the activities of their registered financial advisors. Investors may be entitled to a financial recovery if their firm failed to supervise the representative managing their account, and/or if their financial advisor made unsuitable investment recommendations.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with investment advisor Travis Salley, or have concerns regarding your investment portfolio at Empirikal Partners and/or Zero Day Capital Enterprises, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss your recovery options.