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Investment Advisor Misconduct Investigation: Steve Van Metre (Atlas Financial Advisors)

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Updated on: October 14, 2024

National investment loss lawyers KlaymanToskes is investigating investment advisor Steve Van Metre (CRD# 4994543) of Atlas Financial Advisors.

According to the Securities and Exchange Commission’s AdviserInfo, Steve Van Metre of Atlas Financial Advisors is facing a pending investor complaint alleging that he recommended unsuitable investments, resulting in $500,000 in damages. The complaint alleges that the main funds in the investor’s portfolio were ETFs.

Investors that suffered losses with investment advisor Steve Van Metre are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Advisor Steve Van Metre?

Investment Losses with Advisor Steve Van Metre?

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Investor Files $500K Complaint Against Advisor Steve Van Metre

A complaint has been filed against Steve Van Metre, an investment advisor from Winter Garden, Florida. The complaint alleges that while employed with Atlas Financial Advisors, Van Metre recommended investments that were unsuitable, including exchange-traded funds (ETFs), leading to alleged investor damages of $500,000.  Steve Van Metre has been registered with Atlas Financial Advisors since 2012. Before that, he worked with Pacific Financial Strategies in Thousand Oaks, CA, BrokersXpress in Bakersfield, CA, and Capital Financial Services, also in Bakersfield, CA. 

Signs Investors Should Look Out For About Their Investment Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against investment advisor Steve Van Metre. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your advisor’s supervisor or manager regarding your portfolio
  • Your advisor misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your advisor is not returning your calls or emails
  • You filed a complaint with your investment firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their investment advisors due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with investment advisor Steve Van Metre, or have concerns regarding your investment portfolio at Atlas Financial Advisors, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.