National investment loss lawyers KlaymanToskes is investigating investment advisor Phillip Atteberry (CRD# 4247195) of Creative Planning and Gupta Wealth Management.
According to the Securities and Exchange Commission’s AdviserInfo, Phillip Atteberry of Creative Planning and Gupta Wealth Management is facing several pending customer complaints alleging over $14,000,000 in collective investor damages. One of the complaints allegedly relates to Options trading, while a second complaint alleges breach of fiduciary duty related to the sale of Conservation Easement investments.
Investors that suffered losses with investment advisor Phillip Atteberry are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Several investors have filed complaints involving investment advisor Phillip Atteberry of Creative Planning in Redmond, OR. A customer complaint filed in August 2024 alleges $9,500,000 in damages due to negligence and breach of fiduciary duty regarding options transactions. A second investor complaint filed in July 2021 alleges $5,185,000 in damages due to Breach of Fiduciary Duty, Negligence, Fraud, Violation of the California Corporations Code, and Violation of the Kansas Uniform Securities Act related to the sale of conservation easements. Phillip Atteberry has been registered with Creative Planning since June 2016. He was also registered with Gupta Wealth Management from November 2014 to August 2017.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your investment advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their investment advisors due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with investment advisor Phillip Atteberry, or have concerns regarding your investment portfolio at Creative Planning, Gupta Wealth Management, or with any other firm or financial advisor, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.