National investment loss lawyers KlaymanToskes is investigating investment advisor Mark VanderHagen (CRD# 1634101) of Security Financial Services and Wealth Advisors Group after a customer complaint was filed with the Financial Industry Regulatory Authority (“FINRA”), alleging $115,000 in investor damages due to misrepresentation of the liquidity of a private placement purchase (Hatteras Funds).
According to the SEC’s AdviserCheck, investment advisor Mark VanderHagen is currently doing business as Security Financial Services and is registered with Wealth Advisors Group in Fort Wayne, IN. VanderHagen was previously registered as a broker with Purshe Kaplan Sterling Investments from August 2017 to December 2018 in Fort Wayne, IN.
Investors that suffered losses with investment advisor Mark VanderHagen are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker/advisor misconduct, investment fraud, and securities violations.
The article linked below contain important information relating to the complaint against investment advisor Mark VanderHagen:
If you suffered losses with investment advisor Mark VanderHagen, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million (exclusive of attorneys fees and costs) for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against investment advisor Mark VanderHagen. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to the SEC, investment advisory firms such as Security Financial Services and Wealth Advisors Group are responsible for the supervision of all of the activities of their registered financial advisors. Investors may be entitled to a financial recovery if their firm failed to supervise the representative managing their account, and/or if their financial advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with investment advisor Mark VanderHagen, or have concerns regarding your investment portfolio at Security Financial Services and/or Wealth Advisors Group, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss your recovery options.